SourcingSourcing

LINCOLN INVESTMENT PLANNING, LLC

C31
CRD 519·SEC 801-14059·FORT WASHINGTON, PA
AUM
$21.99B
$1B+
Est. Revenue
$219.9M
@ 1% on AUM
Est. EBITDA
$66.0M
@ 30% margin
Est. Deal Value
$527.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LINCOLN INVESTMENT PLANNING, LLC
CRD
519
SEC file #
801-14059
EIN
454846725
DBA names
Lincoln Investment

Economics

AUM
$21.99B
AUM band
$1B+
AUM trajectory
'20'26
$9.04B → $21.99B▲ +143%
Client mix
Individuals Other133,528
Individuals High Net Worth4,604
Corporations181
Charitable Organizations41
Pension Profit Sharing Plans15

Operations

Employees (total)
1,238
Advisory staff (per ADV)
874
Advisory staff (5-yr trend)
'20'26
885 advisors → 874 advisors▼ -1%
Primary office
FORT WASHINGTON PA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
04/27/2026
ADV-W filed at
—
Website
facebook.com/lincolninvestment(social)

Compliance

Disclosures (firm)
7
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LINCOLN INVESTMENT CAPITAL
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
12
Control Persons
LINCOLN INVESTMENT CAPITAL
ALEXANDER, DANIEL SEAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
25
Form 5500 Total Participants
1,059
Form 5500 Total Compensation
849,456
Form 5500 Compensation Trajectory 3y
2025830,795
202618,661
20240
Form 5500 Plan Count Trajectory 3y
202522
20242
20261
Schedule C Total Compensation
849,456
Schedule C Service Provider Rows
25

SEC EDGAR

Edgar Cik
0001624758
Edgar Registered
Yes
Edgar Filing Count
63
Edgar First Filing Date
2014-11-12
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
61
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001624758-26-000009
Edgar Former Names
Capital Analysts, Inc.

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.515
Soi Zip Pct 200k Plus
0.3144
Soi Zip Returns 200k Plus
1,050
Soi Zip Total AGI
949,874
Fdic Zip Total Deposits
2,520,389,000
Fdic Zip Branch Count
80
Fdic Zip Top Banks
Citizens Bank of Pennsylvania
Abington Savings Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
19
Bc Firm IAR Count
50
Custodian Candidates
Full
Pershing7
E*trade4
Edgar Addresses
Mailing
601 OFFICE CENTER DRIVESUITE 300FORT WASHINGTON, PA 19034
Business
601 OFFICE CENTER DRIVESUITE 300FORT WASHINGTON, PA 19034
Edgar EIN
454846725
Edgar Recent Filings
13F-HR/A2026-05-15 · 0001624758-26-000009
13F-HR/A2026-05-15 · 0001624758-26-000008
Fdic Zip Branches Raw
First Fidelity Bank, National AssociationUpper Dublin Township, PA
Corestates Bank, National AssociationFort Washington, PA
Fdic Zip HHI
958.53
Fdic Zip Top Bank Share Pct
14
Fdic Zip Year
2025
Fee Schedule
Bracket Ix95
Bracket I4
Bracket Xi1
Bracket Ii0
Bracket Iii0
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI6,861
Returns740
Stub 2
AGI13,590
Returns360
Stub 3
AGI17,612
Returns280
Soi Zip Total Business Income
29,493
Soi Zip Total Cap Gains
117,124
Soi Zip Total Dividends
55,496
Soi Zip Total Returns
3,340
Trust Company Affiliate
No

People (60)

60
BURA, KAREN, DOUGHERTY
IAR · Executive Officer · 2.5%
1666006
ALEXANDER, DANIEL, SEAN
Executive Officer · 2.5%
4051341
BUETI, ANTHONY, CHARLES
Executive Officer · 2.5%
5876104
ESTES, JASON, CHRISTOPHER
Executive Officer · 2.5%
7485210
FLAX, STEVEN NEIL
Executive Officer · 2.5%
5655474
FORST, EDWARD, Samuel
Executive Officer · 2.5%
708024
Leckey, Kathleen, Kinslow
Executive Officer · 2.5%
2447809
Mattson, Maureen, Ann
Executive Officer · 2.5%
5952728
McCarthy, Diane, Mulherrin
Executive Officer · 2.5%
4923328
MEHROTRA, SHASHI
Executive Officer · 2.5%
2640875
OBERLIES, SUSAN, MARY
Executive Officer · 2.5%
3009149
SANDRA LEE ANDREWS
IAR
1959184
GREGORY ELLIOT MIKOLAJCZAK
IAR
3173916
THOMAS JEFFREY FAULKNER
IAR
4408250
ANTHONY ROMEO FANUCCI
IAR
4393365
ENA MARIA GRIFFEY
IAR
4460199
STACEY E. HEMPHILL
IAR
4358971
TIFFANY DANYELLE HIETT
IAR
2960587
ROBERT M. PETRIE
IAR
4056010
HALL, JEFFREY, RYAN
IAR
4836089
DIANA DAVIS ALDEN
IAR
4818442
ROBERT W. PRYOR
IAR
6698092
Heather Marie Kelly
IAR
4918265
JAMES HERRON
IAR
5261705
DONNA M BASIAGA
IAR
5578365
Catherine Mary Masciola
IAR
6976652
ROBERT MICHAEL HOLUB
IAR
4645527
Tammy L Potts
IAR
5001451
MARIE RADKA
IAR
5110167
MARY E DOOLING
IAR
5497309
KATHRYN D. SHINGLEDECKER
IAR
5527823
NICHOLAS CALAHAN TOWEY
IAR
6097249
PRICE, CIARA, DANESE
IAR
5716356
PATRICIA ROBIN FITE
IAR
5412403
RACHEL KRZYZANIAK
IAR
5444977
BRENDA ANN BENOIT
IAR
5613791
TROY ARTHUR PRENGER
IAR
6189155
GARRETT MICHAEL GRAY
IAR
6422980
Robert Arthur Forrest
IAR
7182182
PAMELA SUSAN LEPORE
IAR
3210576
DAVID JOSEPH CONSTANTINO
IAR
6377990
Stephen Joseph McEntee
IAR
7487775
KELLY M THOENEN
IAR
5833290
SAMANTHA McKEON
IAR
5958051
EILEEN PATRICIA MCTAGUE
IAR
1963884
MARK ANTHONY MOURO
IAR
1931621
LARRY CORRAGON CLAYTON
IAR
2311569
MARY THERESE KOZAR
IAR
2309574
CHRISTOPHER JOSEPH SURRICHIO
IAR
2473601
JAMES MICHAEL CUNDARI
IAR
2469861
MICHELLE L SCHAFFER
IAR
2509187
STEPHEN VITO MANZO
IAR
1695116
MAUREEN RITA WHITHAM
IAR
1596327
KAREN A ONEILL
IAR
1756874
DANIEL JAMES THILL
IAR
1636327
JOANNE HARTRANFT
IAR
1763606
THOMAS MICHAEL MCMANUS
IAR
2185929
LINDA SUSAN MYERS
IAR
2245957
ELLIOTT I FRIEDMAN
IAR
714411
RAYMOND FREDERICK DOWNS
IAR
71399