SourcingSourcing

U. S. BOSTON CAPITAL CORPORATION

B59
CRD 5251·SEC 801-130044·LINCOLN, MA
AUM
$359.8M
$100M-$500M
Est. Revenue
$3.6M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
U. S. BOSTON CAPITAL CORPORATION
CRD
5251
SEC file #
801-130044
EIN
000000000
DBA names
—

Economics

AUM
$359.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$335.5M → $359.8M▲ +7%
Client mix
Individuals Other62
Individuals High Net Worth30
Pension Profit Sharing Plans5

Operations

Employees (total)
5
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
LINCOLN MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/03/2026
ADV-W filed at
—
Website
usboston.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
U.S. BOSTON CORPORATION
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
U.S. BOSTON CORPORATION
HUNT, DIANE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
USBOSTON.COM
Rdap Domain Creation Date
1999-05-08T13:06:30Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Name106, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001691980
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2017-05-25
Edgar Last Filing Date
2023-01-04
Edgar Form D Count
4
Edgar Form D Offerings
2023-01-042023-01-04 · 0001691980-23-000002
2018-08-282018-08-28 · 0001691980-18-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.6
Soi Zip Pct 200k Plus
0.4069
Soi Zip Returns 200k Plus
1,180
Soi Zip Total AGI
1,255,372
Census Median Hh Income
185,288
Census High Income Households
988
Census Median Age
51.2
Census Pop 65 66 Total
95
Census Total Households
2125
Fdic Zip Total Deposits
2,992,545,000
Fdic Zip Branch Count
58
Fdic Zip Top Banks
Bank of America, National Association
Cambridge Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (30)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
18
Bc Firm Active IA Count
3
Bc Firm IAR Count
18
Census Bachelors Plus Count
1,155
Census Median Home Value
1,171,300
Census Unemployed Count
80
Census Zip
01773
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
296 CONCORD RD.STE. 120BILLERICA, MA 01821
Business
296 CONCORD RD.STE. 120BILLERICA, MA 01821
Edgar EIN
000000000
Edgar Recent Filings
D2023-01-04 · 0001691980-23-000002
D2018-08-28 · 0001691980-18-000001
Fdic Zip Branches Raw
BayBankLincoln, MA
West Newton Savings BankLincoln, MA
Fdic Zip HHI
4486.49
Fdic Zip Top Bank Share Pct
64.42
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-05-08T13:04:46Z
Rdap Domain Last Changed
2021-03-05T13:26:52Z
Rdap Nameservers
Ns1169.dns.dyn.comNs2145.dns.dyn.comNs3181.dns.dyn.comNs4181.dns.dyn.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI4,389
Returns440
Stub 2
AGI10,516
Returns280
Stub 3
AGI15,360
Returns250
Soi Zip Total Business Income
44,496
Soi Zip Total Cap Gains
324,749
Soi Zip Total Dividends
93,848
Soi Zip Total Returns
2,900
Trust Company Affiliate
No

People (18)

18
HUNT, DIANE
IAR · Executive Officer · 2.5%
1314708
OKUROWSKI, LEON
IAR · Executive Officer · 2.5%
351799
UMPHREY, WILLARD LEE
IAR · Executive Officer · 2.5%
451556
KESSINGER, DEBORAH ANNE
IAR · Executive Officer · 2.5%
1801530
MONISOV, ALINA
IAR · Executive Officer · 2.5%
6235159
JAMES HOFFMAN METCALF
IAR
4138985
AMANDA JOY SCOTT
IAR
2998896
DEBORAH MARIE FILIPPI
IAR
1312699
JILL MARIE SWANSON
IAR
4757196
GRIFFIN, MARC, LAWRENCE
IAR
4396039
SCOTT PATRICK NEVILLE
IAR
5135409
PEGGY ANN CASTIGNETTI
IAR
1957776
JASON DESMOND PACINO
IAR
6444423
DAVID CHRISTOPHER LAPRADE
IAR
2754791
MATTHEW ROBERT BIGDA
IAR
4866952
John Drew McClellan
IAR
6623538
WILLIAM JOSEPH BECKETT
IAR
6021358
CALEB CHRISTIAN POWERS
IAR
4431243