SourcingSourcing

SECURITIES RESEARCH, INC. OF FLORIDA

C27
CRD 6516·VERO BEACH, FL
AUM
—
Est. Revenue
—
@ 1% on AUM
Est. EBITDA
—
@ 30% margin
Est. Deal Value
—
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SECURITIES RESEARCH, INC. OF FLORIDA
CRD
6516
SEC file #
—
EIN
—
DBA names
Harper-schwerin, Inc.Securities Research, Inc. Of FloridaSecurities Research, Inc.Securities Research, Inc

Economics

AUM
—
AUM band
—
AUM trajectory
—
Client mix
—

Operations

Employees (total)
—
Advisory staff (per ADV)
—
Advisory staff (5-yr trend)
—
Primary office
VERO BEACH FL
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
—
Fee basis
—

Filings

Latest ADV filing
—
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JATS COMPANY, LLC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
JATS COMPANY, LLC.
SECURITIES RESEARCH ACQUISITION CORP
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.667
Soi Zip Pct 200k Plus
0.4602
Soi Zip Returns 200k Plus
4,050
Soi Zip Total AGI
6,852,980
Fdic Zip Total Deposits
24,680,510,000
Fdic Zip Branch Count
330
Fdic Zip Top Banks
The Northern Trust Company
Marine Bank & Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (15)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Pershing4
E*trade4
Fdic Zip Branches Raw
The Beach Bank of Vero BeachVero Beach, FL
Barnett Bank of the Treasure CoastVero Beach, FL
Fdic Zip HHI
1115.21
Fdic Zip Top Bank Share Pct
22.52
Fdic Zip Year
2025
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI11,165
Returns1,000
Stub 2
AGI25,913
Returns700
Stub 3
AGI38,611
Returns620
Soi Zip Total Business Income
143,361
Soi Zip Total Cap Gains
2,665,465
Soi Zip Total Dividends
887,697
Soi Zip Total Returns
8,800

People (3)

3
COOK, THADDEUS SAJOUS
Executive Officer · 2.5%
856315
PETERS, KAREN LYNN
Executive Officer · 2.5%
2080613
THOMAS ALLAN WISEMAN
Executive Officer · 2.5%
1341994