SourcingSourcing

TWEEDY, BROWNE COMPANY LLC

B54
CRD 6857·SEC 801-10669·STAMFORD, CT
AUM
$7.13B
$1B+
Est. Revenue
$71.3M
@ 1% on AUM
Est. EBITDA
$21.4M
@ 30% margin
Est. Deal Value
$171.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TWEEDY, BROWNE COMPANY LLC
CRD
6857
SEC file #
801-10669
EIN
000000000
DBA names
—

Economics

AUM
$7.13B
AUM band
$1B+
AUM trajectory
'20'26
$15.04B → $7.13B▼ -53%
Client mix
Individuals High Net Worth142
Individuals Other45
Pooled Investment Vehicles15
Charitable Organizations7
Investment Companies6

Operations

Employees (total)
39
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
13 advisors → 11 advisors▼ -15%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonmedium confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
tweedy.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AMG TBC, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
10
Control Persons
AMG TBC, LLC
SPEARS, JOHN, DOUGLAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TWEEDY.COM
Rdap Domain Creation Date
1996-02-17T05:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
52
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001459680
Edgar Registered
Yes
Edgar Filing Count
18
Edgar First Filing Date
2009-03-12
Edgar Last Filing Date
2026-01-16
Edgar Form D Count
17
Edgar Form D Offerings
2026-01-162026-01-16 · 0001315863-26-000044
2025-01-162025-01-16 · 0001315863-25-000049

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.255
Soi Zip Pct 200k Plus
0.113
Soi Zip Returns 200k Plus
4,090
Soi Zip Total AGI
4,392,609
Fdic Zip Total Deposits
11,758,469,000
Fdic Zip Branch Count
251
Fdic Zip Top Banks
Bank of America, National Association
First County Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
8
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Window
Bny Mellon1
Full
Bny Mellon11
Pershing4
E*trade4
Northern Trust2
Edgar Addresses
Mailing
ONE STATION PLACESTAMFORD, CT 06902
Business
ONE STATION PLACESTAMFORD, CT 06902
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-01-16 · 0001315863-26-000044
D/A2025-01-16 · 0001315863-25-000049
Fdic Zip Branches Raw
Fleet Bank, National AssociationStamford, CT
Shawmut Bank Connecticut, National AssociationStamford, CT
Fdic Zip HHI
1490.77
Fdic Zip Top Bank Share Pct
26.98
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-18T05:00:00Z
Rdap Domain Last Changed
2026-02-19T16:52:59Z
Rdap Nameservers
Pdns05.domaincontrol.comPdns06.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI124,058
Returns10,250
Stub 2
AGI310,464
Returns8,470
Stub 3
AGI311,353
Returns5,060
Soi Zip Total Business Income
207,745
Soi Zip Total Cap Gains
336,039
Soi Zip Total Dividends
170,445
Soi Zip Total Returns
36,200
Trust Company Affiliate
Yes

People (12)

12
SPEARS, JOHN, DOUGLAS
IAR · Direct Owner · 7.5%
808685
WYCKOFF, ROBERT, QUENTIN
IAR · Executive Officer · 2.5%
1633652
DE BREE, ROGER, RAYMUNDUS
IAR · Executive Officer · 2.5%
2242327
HILL, JOHN, JAY
IAR · Executive Officer · 2.5%
3265511
SHRAGER, THOMAS, HENRIK
IAR · Executive Officer · 2.5%
2069335
MINARD, JASON, JEFFREY
IAR · Executive Officer · 2.5%
2534329
ARNOTT, LAURA, JEAN
Executive Officer · 2.5%
4980881
GLENN CHRISTOPHER FINN
Executive Officer · 2.5%
2718270
LIVELY, SUSAN, DEVER
Executive Officer · 2.5%
7331386
AARON Andrew EWERT
IAR
3235969
PETER NMI ONGHENA
IAR
4643912
FRANK HUGH HAWRYLAK
IAR
1547211