SourcingSourcing

GREGORY J. SCHWARTZ & CO., INC.

C34
CRD 7294·SEC 801-62856·BLOOMFIELD HILLS, MI
AUM
$10.49B
$1B+
Est. Revenue
$104.9M
@ 1% on AUM
Est. EBITDA
$31.5M
@ 30% margin
Est. Deal Value
$251.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GREGORY J. SCHWARTZ & CO., INC.
CRD
7294
SEC file #
801-62856
EIN
—
DBA names
Schwartz & Co.

Economics

AUM
$10.49B
AUM band
$1B+
AUM trajectory
'20'26
$3.57B → $10.49B▲ +194%
Client mix
Individuals Other765
Individuals High Net Worth637
Pension Profit Sharing Plans193
Corporations83
Charitable Organizations57

Operations

Employees (total)
30
Advisory staff (per ADV)
23
Advisory staff (5-yr trend)
'20'26
17 advisors → 23 advisors▲ +35%
Primary office
BLOOMFIELD HILLS MI
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
gjsco.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SCHWARTZ, EDWARD AUGUSTINE
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
7
Control Persons
SCHWARTZ, EDWARD AUGUSTINE
SCHWARTZ, GREGORY JOHN JR
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GJSCO.COM
Rdap Domain Creation Date
2002-04-09T17:53:02Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
45
Form 5500 Total Compensation
2,795,933
Form 5500 Compensation Trajectory 3y
20252,740,646
202655,287
Form 5500 Plan Count Trajectory 3y
202544
20261
Schedule C Total Compensation
2,795,933
Schedule C Service Provider Rows
45

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.561
Soi Zip Pct 200k Plus
0.3649
Soi Zip Returns 200k Plus
2,660
Soi Zip Total AGI
2,466,719
Fdic Zip Total Deposits
41,178,685,000
Fdic Zip Branch Count
278
Fdic Zip Top Banks
Bank of America, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
28
Bc Firm Active IA Count
24
Bc Firm IAR Count
29
Custodian Candidates
Full
E*trade4
Fidelity2
Fdic Zip Branches Raw
Michigan National BankBloomfield Township, MI
Standard Federal BankBloomfield Hills, MI
Fdic Zip HHI
2019.75
Fdic Zip Top Bank Share Pct
39.06
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-09T17:53:02Z
Rdap Domain Last Changed
2024-01-25T06:35:48Z
Rdap Nameservers
Ns41.domaincontrol.comNs42.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI14,223
Returns1,540
Stub 2
AGI23,241
Returns630
Stub 3
AGI32,892
Returns530
Soi Zip Total Business Income
99,936
Soi Zip Total Cap Gains
477,549
Soi Zip Total Dividends
112,707
Soi Zip Total Returns
7,290
Top Owner CRD
2166324
Trust Company Affiliate
No

People (30)

30
SCHWARTZ, WALTER GEORGE
IAR · Direct Owner · 17.5%
1282286
SCHWARTZ, PETER FRANCIS
IAR · Direct Owner · 17.5%
2168931
SCHWARTZ, EDWARD AUGUSTINE
IAR · Direct Owner · 17.5%
2166324
SCHWARTZ, GREGORY JOHN JR
IAR · Direct Owner · 17.5%
1177836
SCHWARTZ, JOSEPH EMMET
Direct Owner · 17.5%
2168945
POWERS, LAURA LEA
IAR · Executive Officer · 2.5%
4413799
SCHWARTZ, GREGORY JOHN
IAR · Executive Officer · 2.5%
416277
JOSEPH EMMET YOUNG
IAR
4424484
Mary Schwartz Miller
IAR
6072087
MATTHEW JOHN WHITTY
IAR
4979505
ELIZABETH SUSAN SWANSON
IAR
3072198
JANETTE LEIGH SCHAD
IAR
4042362
McKenzie Hess Burns
IAR
7213367
Thomas Jack Schwartz
IAR
7833292
Jacob Cole Herman
IAR
6840296
JONATHAN DAVID GOIKE
IAR
4561152
DAVID ROY BREUHAN
IAR
2525039
GRACE MARY SALZEIDER
IAR
7435881
Spencer Christian Eick
IAR
6525468
GABRIEL STEPHEN BESHARA
IAR
5326752
MICHAEL PATRICK OBRIEN
IAR
3092721
Gavin Creswell McKenzie
IAR
7542666
NICOLE LEE HOAG
IAR
5242684
RYAN HAMILTON REED
IAR
4558896
ROBERT STEPHENS HIGGINS
IAR
2264085
ANDREW TIMOTHY BEARRE
IAR
2371891
MATTHEW HENRY MILLER
IAR
6179792
Gregory John Schwartz
IAR
6599257
ROMAIN HUBERT DUCASSE
IAR
6815670
MICHAEL JEROME KUCERA
IAR
2160475