INDEPENDENT FINANCIAL GROUP, LLC

CRD

7717

SEC file #

801-62667

EIN

320469939

DBA names

—

Economics

AUM

$12.93B

AUM band

$1B+

AUM trajectory

'20 · $2.94B

'21 · $3.75B

'22 · $5.92B

'23 · $6.65B

'25 · $11.32B

'26 · $12.93B

'20'26

$2.94B → $12.93B▲ +340%

sec adv history

Client mix

Individuals Other	23,458
Individuals High Net Worth	2,438
Pension Profit Sharing Plans	347
Corporations	307
Charitable Organizations	85

Operations

Employees (total)

624

Advisory staff (per ADV)

476

Advisory staff (5-yr trend)

'20 · 407 advisors

'21 · 404 advisors

'22 · 419 advisors

'23 · 424 advisors

'25 · 484 advisors

'26 · 476 advisors

'20'26

407 advisors → 476 advisors▲ +17%

sec adv history

Primary office

SAN DIEGO CA

Branches

—

Custodian & Brokerage

Primary custodian

Pershinglow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing

03/17/2026

ADV-W filed at

—

Website

ifgsd.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

INDEPENDENT FINANCIAL GROUP, INC.

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

INDEPENDENT FINANCIAL GROUP, INC.

FISCHER, DAVID ALLEN

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

IFGSD.COM

Rdap Domain Creation Date

2004-01-06T18:06:04Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Participants

133

Form 5500 Total Compensation

1,922,924

Form 5500 Compensation Trajectory 3y

2025	1,793,401
2026	129,523
2024	0

Form 5500 Plan Count Trajectory 3y

2025	61
2026	3
2024	1

Schedule C Total Compensation

1,922,924

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001656438

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2016-06-10

Edgar Last Filing Date

2017-01-13

Edgar Form D Count

Edgar Form D Offerings

2017-01-132017-01-13 · 0001656438-17-000001

2016-11-182016-11-18 · 0001656438-16-000012

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.5699

Soi Zip Pct 200k Plus

0.3781

Soi Zip Returns 200k Plus

10,470

Soi Zip Total AGI

7,761,109

Fdic Zip Total Deposits

86,515,101,000

Fdic Zip Branch Count

543

Fdic Zip Top Banks

Wells Fargo Bank, National Association

Bank of America, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Pershing	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

GRIFFIN CAPITAL PLAZA1520 E. GRAND AVENUEEL SEGUNDO, CA 90245

Business

GRIFFIN CAPITAL PLAZA1520 E. GRAND AVENUEEL SEGUNDO, CA 90245

Edgar EIN

320469939

Edgar Recent Filings

D/A2017-01-13 · 0001656438-17-000001

D/A2016-11-18 · 0001656438-16-000012

Fdic Zip Branches Raw

First Interstate Bank of CaliforniaSan Diego, CA

First Fidelity Thrift and Loan AssociationSan Diego, CA

Fdic Zip HHI

1073.99

Fdic Zip Top Bank Share Pct

22.69

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2027-01-06T18:06:04Z

Rdap Domain Last Changed

2025-12-07T04:09:39Z

Rdap Nameservers

Heather.ns.cloudflare.comJeff.ns.cloudflare.com

Rdap Secure Dns Enabled

Yes

Rdap Status

Client Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	52,615
Returns	4,950

Stub 2

AGI	101,906
Returns	2,770

Stub 3

AGI	137,616
Returns	2,210

Soi Zip Total Business Income

189,558

Soi Zip Total Cap Gains

1,024,582

Soi Zip Total Dividends

265,088

Soi Zip Total Returns

27,690

Trust Company Affiliate

IAR · Executive Officer · 2.5%

People (55)

HEISING, SCOTT ALLEN

2192259

PEARSON, TROY DALE

IAR · Executive Officer · 2.5%

2413897

FISCHER, DAVID ALLEN

1634222

DAVIS, SCOTT EARLE

7160800

DENNEN, BRIAN

3239786

KEEFE, KEVIN MICHAEL

1869560

KREISMAN, SARAH JILL