BENJAMIN SECURITIES, INC.

CRD

7754

SEC file #

801-30987

EIN

—

DBA names

—

Economics

AUM

$33.6M

AUM band

$25M-$100M

AUM trajectory

'20 · $35.0M

'21 · $34.2M

'22 · $43.2M

'23 · $32.4M

'25 · $33.6M

'26 · $33.6M

'20'26

$35.0M → $33.6M▼ -4%

sec adv history

Client mix

Individuals Other	63
Individuals High Net Worth	5

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 3 advisors

'21 · 3 advisors

'22 · 3 advisors

'23 · 3 advisors

'25 · 3 advisors

'26 · 3 advisors

'20'26

3 advisors → 3 advisors▬ 0%

sec adv history

Primary office

ALBANY NY

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Portfolio mgmt — individuals

Fee basis

% of AUM

Filings

Latest ADV filing

09/29/2025

ADV-W filed at

—

Website

benjaminsecurities.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

BAKER GLOBAL ASSET

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

BAKER GLOBAL ASSET

BAKER, WILLIAM THOMAS

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

BENJAMINSECURITIES.COM

Rdap Domain Creation Date

1999-07-15T14:17:14Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

NameSilo, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001853070

Edgar Registered

Yes

Edgar Filing Count

301

Edgar First Filing Date

2021-05-28

Edgar Last Filing Date

2026-05-15

Edgar Form D Count

Edgar Form D Offerings

2024-12-262024-12-26 · 0001493152-24-051974

Edgar Xbrl Assets Latest

Value Usd11,954,000

Fiscal Year End2025-12-31

Edgar Xbrl Revenue Latest

Value Usd0

Fiscal Year End2022-12-31

ConceptRevenues

Edgar Sic Description

Air Transportation, Nonscheduled

Edgar Former Names

PROOF Acquisition Corp I

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.2236

Soi Zip Pct 200k Plus

0.033

Soi Zip Returns 200k Plus

490

Soi Zip Total AGI

1,058,887

Fdic Zip Total Deposits

67,014,541,000

Fdic Zip Branch Count

629

Fdic Zip Top Banks

Citizens Bank, National Association

RBS Citizens, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Edgar Addresses

Mailing

1954 AIRPORT ROADSUITE 124CHAMBLEE, GA 30341

Business

1954 AIRPORT ROADSUITE 124CHAMBLEE, GA 30341

Edgar EIN

862707040

Edgar Recent Filings

10-Q2026-05-15 · 0001493152-26-023238

SCHEDULE 13G2026-05-13 · 0001213900-26-055550

Edgar Sic

4522

Fdic Zip Branches Raw

Cohoes Savings BankAlbany, NY

The Troy Savings BankColonie, NY

Fdic Zip HHI

2242.43

Fdic Zip Top Bank Share Pct

45.66

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2026-07-15T14:17:14Z

Rdap Domain Last Changed

2025-06-30T20:30:37Z

Rdap Nameservers

Ns10.wixdns.netNs11.wixdns.net

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	42,264
Returns	3,310

Stub 2

AGI	128,690
Returns	3,430

Stub 3

AGI	176,077
Returns	2,850

Soi Zip Total Business Income

25,090

Soi Zip Total Cap Gains

16,886

Soi Zip Total Dividends

11,600

Soi Zip Total Returns

14,850

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