STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED

CRD

793

SEC file #

801-10746

EIN

000000000

DBA names

—

Economics

AUM

$197.53B

AUM band

$1B+

AUM trajectory

'20 · $74.65B

'21 · $97.69B

'22 · $117.82B

'23 · $148.56B

'25 · $171.21B

'26 · $197.53B

'20'26

$74.65B → $197.53B▲ +165%

sec adv history

Client mix

Individuals Other	156,989
Individuals High Net Worth	73,687
Corporations	1,967
Pension Profit Sharing Plans	1,481
Charitable Organizations	1,426

Operations

Employees (total)

6,478

Advisory staff (per ADV)

3,079

Advisory staff (5-yr trend)

'20 · 3,940 advisors

'21 · 3,600 advisors

'22 · 3,706 advisors

'23 · 2,992 advisors

'25 · 3,045 advisors

'26 · 3,079 advisors

'20'26

3,940 advisors → 3,079 advisors▼ -22%

sec adv history

Primary office

ST LOUIS MO

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses

Fee basis

% of AUMFixed feesCommissions

Filings

Latest ADV filing

04/16/2026

krimigiswealthmanagementgroup.com

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

STIFEL FINANCIAL CORP.

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

STIFEL FINANCIAL CORP.

KRUSZEWSKI, RONALD JAMES

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

KRIMIGISWEALTHMANAGEMENTGROUP.COM

Rdap Domain Creation Date

2016-02-25T18:45:06Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

111

Form 5500 Total Compensation

4,970,661

Form 5500 Compensation Trajectory 3y

2025	4,767,101
2026	203,560

Form 5500 Plan Count Trajectory 3y

2025	107
2026	4

Schedule C Total Compensation

4,970,661

Schedule C Service Provider Rows

111

SEC EDGAR

Edgar Cik

0001995123

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2023-09-28

Edgar Last Filing Date

2025-07-24

Edgar Form D Count

Edgar Form D Offerings

2025-07-242025-07-24 · 0000919574-25-004171

2024-07-292024-07-29 · 0000919574-24-004156

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.1739

Soi Zip Pct 200k Plus

0.0435

Soi Zip Returns 200k Plus

Soi Zip Total AGI

71,565

Fdic Zip Total Deposits

225,445,184,000

Fdic Zip Branch Count

165

Fdic Zip Top Banks

Stifel Bank and Trust

Stifel Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade	5
Charles Schwab	3
Pershing	3

adv brochure

Edgar Addresses

Mailing

280 CONGRESS STREETBOSTON, MA 02210

Business

280 CONGRESS STREETBOSTON, MA 02210

Edgar EIN

000000000

Edgar Recent Filings

D/A2025-07-24 · 0000919574-25-004171

D/A2024-07-29 · 0000919574-24-004156

Fdic Zip Branches Raw

Commerce Bank, National AssociationSt. Louis, MO

United Missouri Bank of St. Louis, National AssociationSt. Louis, MO

Fdic Zip HHI

4887.24

Fdic Zip Top Bank Share Pct

68.07

Fdic Zip Year

2025

Fee Schedule

Bracket I	44
Bracket Ix	42
Bracket Iv	3
Bracket Xi	3
Bracket Iii	2

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-02-25T18:45:06Z

Rdap Domain Last Changed

2026-02-10T09:38:32Z

Rdap Nameservers

Edns1.ultradns.bizEdns1.ultradns.comEdns1.ultradns.netEdns1.ultradns.org

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	3,328
Returns	250

Stub 2

AGI	9,267
Returns	250

Stub 3

AGI	10,520
Returns	170

Soi Zip Total Business Income

721

Soi Zip Total Cap Gains

2,264

Soi Zip Total Dividends

1,380

Soi Zip Total Returns

920

Trust Company Affiliate

Yes

People (63)

KRUSZEWSKI, RONALD JAMES

SCHRICK, FREDERICK RICHARD

1434827

5636488

SLINEY, DAVID DEAN

2276514

ZEMLYAK, JAMES MARK

1586132

AYD, PAUL JOSEPH

2963853

BRIGHT, GEOFFREY, CLYDE

4696103

BROOKS, PATRICK RODGERS

2223412

DODSON, CHARLES EDWARD

1744430

FISHER, MARK PHILIP

4970942

HYDE, GINA ELIZABETH

2812751

MELINGER, ADAM SCOTT

2373020

NOLL, DOUGLAS WAYNE

RAYMOND, CHARLES BRADFORD

1614129