SourcingSourcing

AUSDAL FINANCIAL PARTNERS, INC.

C35
CRD 7995·SEC 801-69266·DAVENPORT, IA
AUM
$3.73B
$1B+
Est. Revenue
$37.3M
@ 1% on AUM
Est. EBITDA
$11.2M
@ 30% margin
Est. Deal Value
$89.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AUSDAL FINANCIAL PARTNERS, INC.
CRD
7995
SEC file #
801-69266
EIN
452648034
DBA names
—

Economics

AUM
$3.73B
AUM band
$1B+
AUM trajectory
'20'26
$738.0M → $3.73B▲ +406%
Client mix
Individuals Other12,432
Individuals High Net Worth4,004
Corporations97
Pension Profit Sharing Plans21
Charitable Organizations18

Operations

Employees (total)
306
Advisory staff (per ADV)
168
Advisory staff (5-yr trend)
'20'26
142 advisors → 168 advisors▲ +18%
Primary office
DAVENPORT IA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
04/13/2026
ADV-W filed at
—
Website
theonlycornerstone.com

Compliance

Disclosures (firm)
5
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AFP HOLDCO, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
AFP HOLDCO, LLC
HICKS, JOHN BRYAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THEONLYCORNERSTONE.COM
Rdap Domain Creation Date
2004-12-19T23:57:22Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
7
Form 5500 Total Participants
30
Form 5500 Total Compensation
215,793
Form 5500 Compensation Trajectory 3y
2025215,793
20240
Form 5500 Plan Count Trajectory 3y
20256
20241
Schedule C Total Compensation
215,793
Schedule C Service Provider Rows
7

SEC EDGAR

Edgar Cik
0001526463
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2011-07-25
Edgar Last Filing Date
2013-07-17
Edgar Form D Count
4
Edgar Form D Offerings
2013-07-172013-07-17 · 0001526463-13-000002
2013-01-312013-01-31 · 0001526463-13-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.328
Soi Zip Pct 200k Plus
0.1071
Soi Zip Returns 200k Plus
810
Soi Zip Total AGI
782,116
Fdic Zip Total Deposits
12,736,261,000
Fdic Zip Branch Count
279
Fdic Zip Top Banks
Wells Fargo Bank, National Association
American Bank and Trust Company, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
49
Bc Firm Active IA Count
37
Bc Firm IAR Count
50
Custodian Candidates
Full
Charles Schwab6
Pershing4
E*trade4
Lpl Financial1
Edgar Addresses
Mailing
3250 LACEY RD. STE 130DOWNERS GROVE, IL 60515
Business
3250 LACEY RD. STE 130DOWNERS GROVE, IL 60515
Edgar EIN
452648034
Edgar Recent Filings
D2013-07-17 · 0001526463-13-000002
D/A2013-01-31 · 0001526463-13-000001
Fdic Zip Branches Raw
First Federal Savings Bank of IowaDavenport, IA
Norwest Bank Iowa, National AssociationDavenport, IA
Fdic Zip HHI
1386.27
Fdic Zip Top Bank Share Pct
28.42
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-19T23:57:22Z
Rdap Domain Last Changed
2025-12-20T18:00:39Z
Rdap Nameservers
Ns67.domaincontrol.comNs68.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI21,179
Returns1,700
Stub 2
AGI60,278
Returns1,650
Stub 3
AGI61,852
Returns1,010
Soi Zip Total Business Income
21,893
Soi Zip Total Cap Gains
49,627
Soi Zip Total Dividends
21,424
Soi Zip Total Returns
7,560
Trust Company Affiliate
No

People (53)

53
JAMES JEFFERSON SIMPSON
Executive Officer · 2.5%
2204191
NATHAN DAVID WESTCOMB
Executive Officer · 2.5%
6342420
IVANA MARCELLA SHUMBERG
Executive Officer · 2.5%
3167225
BRYAN JAMES MINNER
IAR
4428759
Margaret Mary McAndrews
IAR
1752636
DAVID SCOTT RAMSTACK
IAR
4084251
DENNIS ALAN LIPOFF
IAR
4289812
Matthew Leonard Gill
IAR
7172084
JENNIFER ANNE CHATFIELD
IAR
4908066
MICHELLE L SWINNEY
IAR
4661276
TAMI LEIGH HURD
IAR
4577307
NICOLE D IMPARL
IAR
4768774
MARY EMMA GREGOIRE
IAR
5755095
THOMAS GREGORY SCHAEFER
IAR
1941559
JOHN PATRICK MORAN
IAR
2542945
BRASK, KAREN, KOWALL
IAR
2283345
CHRISTOPHER LOUIS PATRAS
IAR
1162494
HERBERT CARL ROSENE
IAR
1194135
RADOCCIA, ROBERT, JOHN
IAR
2591278
PETER KNEIP
IAR
1215407
PATRICK DANIEL ALTMILLER
IAR
2124141
TYLER ANDREW ANDERSON
IAR
5760636
JAMES LEE NIEDERMEIER
IAR
1315886
WILLIAM GEORGE METZLER
IAR
1572121
KEVIN MONROE LEET
IAR
2537805
JACOB DANIEL STEVENSON
IAR
5863698
KEVIN JOSEPH NEWMAN
IAR
1520684
Kevin Joseph Shekell
IAR
5797481
ERIC SCHNEIDER
IAR
6797745
ELIZABETH BROWN ALLIE
IAR
5020694
JOSEPH G ALAGNA
IAR
2250374
GREGORY LAWRENCE BRUNO
IAR
717155
MICHAEL ALAN RENNINGER
IAR
2415238
Robert Michael Batutis
IAR
6784012
KIM W SUCHY
IAR
2155110
WARREN WAYMETH WILSON
IAR
1040674
MICHAEL PATRICK REMEDI
IAR
2317609
ROBERT JOSEPH ENGEL
IAR
5697516
Samuel Michael Velblum
IAR
8013459
vincent Michael Carmen Indiano
IAR
7171636
RAYMOND SALAZAR
IAR
6189333
NADLER, MICHAEL, AARON
IAR
2417538
MARK BROWN
IAR
1754575
PAPROCKI, RONALD, JAMES
IAR
1055714
SLOAN, PHILIP, BERNARD
IAR
6836582
Ari Max Nadler
IAR
7831730
OSCHMAN, LAUREN, LAW
IAR
5679713
Joel Alexander D'Camp
IAR
6487344
Foss, Gregory, William
IAR
7036540
Cynthia Louise Schulze
IAR
7332836
Alan Robert Chambers
IAR
7351280
TIMOTHY HERBERT HATTENDORF
IAR
7825047
KRASE, KATIE, MARIE
IAR
5833089