COMMONWEALTH EQUITY SERVICES, LLC

CRD

8032

SEC file #

801-41541

EIN

042675571

DBA names

Commonwealth Financial Network

Economics

AUM

$212.66B

AUM band

$1B+

AUM trajectory

'20 · $85.21B

'21 · $111.44B

'22 · $133.52B

'23 · $161.85B

'25 · $209.74B

'26 · $212.66B

'20'26

$85.21B → $212.66B▲ +150%

sec adv history

Client mix

Individuals Other	314,099
Individuals High Net Worth	41,874
Corporations	2,603
Pension Profit Sharing Plans	1,207
Charitable Organizations	405

Operations

Employees (total)

4,200

Advisory staff (per ADV)

2,650

Advisory staff (5-yr trend)

'20 · 2,400 advisors

'21 · 2,500 advisors

'22 · 2,600 advisors

'23 · 2,700 advisors

'25 · 3,150 advisors

'26 · 2,650 advisors

'20'26

2,400 advisors → 2,650 advisors▲ +10%

sec adv history

Primary office

WALTHAM MA

Branches

Count

2,444

Custodian & Brokerage

Primary custodian

—

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing

03/30/2026

giphy.com/channel/commonwealthfn

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Owner Count

schedule a

Solo Advisor Indicator

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

GIPHY.COM

Rdap Domain Creation Date

2012-11-27T17:56:21Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

435

Form 5500 Total Participants

3,094

Form 5500 Total Compensation

15,365,641

Form 5500 Compensation Trajectory 3y

2025	14,338,122
2026	1,027,519
2024	0

Form 5500 Plan Count Trajectory 3y

2025	401
2026	32
2024	2

Schedule C Total Compensation

15,365,641

Schedule C Service Provider Rows

436

SEC EDGAR

Edgar Cik

0000312272

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2002-03-05

Edgar Last Filing Date

2026-04-27

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-27

Accession0000312272-26-000018

Edgar Former Names

COMMONWEALTH EQUITY SERVICES, LLC.

COMMONWEALTH EQUITY SERVICES, INC.

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3654

Soi Zip Pct 200k Plus

0.1387

Soi Zip Returns 200k Plus

1,340

Soi Zip Total AGI

1,076,096

Fdic Zip Total Deposits

30,117,195,000

Fdic Zip Branch Count

192

Fdic Zip Top Banks

Bank of America, National Association

TD Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Edgar Addresses

Mailing

275 WYMAN STREET, STE. 400ONE UNIVERSITY OFFICE PARKWALTHAM, MA 02451

Business

275 WYMAN STREET, STE. 400WALTHAM, MA 02451

Edgar EIN

042675571

Edgar Recent Filings

13F-HR2026-04-27 · 0000312272-26-000018

X-17A-5/A2026-03-03 · 0000312272-26-000012

Fdic Zip Branches Raw

MetroWest BankWaltham, MA

Lighthouse BankWaltham, MA

Fdic Zip HHI

1281.14

Fdic Zip Top Bank Share Pct

22.85

Fdic Zip Year

2025

Fee Schedule

Bracket Ix	75
Bracket I	14
Bracket Xi	6
Bracket Ii	1
Bracket Iii	1

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2033-11-27T17:56:21Z

Rdap Domain Last Changed

2024-06-20T14:39:56Z

Rdap Nameservers

Ns-1507.awsdns-60.orgNs-1872.awsdns-42.co.ukNs-688.awsdns-22.netNs-8.awsdns-01.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	21,783
Returns	1,920

Stub 2

AGI	60,319
Returns	1,620

Stub 3

AGI	89,829
Returns	1,440

Soi Zip Total Business Income

31,732

Soi Zip Total Cap Gains

54,697

Soi Zip Total Dividends

24,603

Soi Zip Total Returns

9,660

Trust Company Affiliate