SourcingSourcing

A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC

C28
CRD 8361·SEC 801-70276·WESTPORT, CT
AUM
$2.30B
$1B+
Est. Revenue
$23.0M
@ 1% on AUM
Est. EBITDA
$6.9M
@ 30% margin
Est. Deal Value
$55.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
CRD
8361
SEC file #
801-70276
EIN
—
DBA names
A.g.p / Alliance Global Partners

Economics

AUM
$2.30B
AUM band
$1B+
AUM trajectory
'20'26
$563.8M → $2.30B▲ +308%
Client mix
Individuals Other6,208
Individuals High Net Worth427
Pension Profit Sharing Plans209
Corporations106
Charitable Organizations8

Operations

Employees (total)
320
Advisory staff (per ADV)
140
Advisory staff (5-yr trend)
'20'26
47 advisors → 140 advisors▲ +198%
Primary office
WESTPORT CT
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesOther Compensation

Filings

Latest ADV filing
04/29/2026
ADV-W filed at
—
Website
allianceglobalplanning.com

Compliance

Disclosures (firm)
9
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALLIANCE GLOBAL HOLDINGS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
ALLIANCE GLOBAL HOLDINGS, INC.
GAMBARDELLA, RAFFAELE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ALLIANCEGLOBALPLANNING.COM
Rdap Domain Creation Date
2021-07-21T17:15:40Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.6091
Soi Zip Pct 200k Plus
0.4574
Soi Zip Returns 200k Plus
5,910
Soi Zip Total AGI
7,070,061
Fdic Zip Total Deposits
67,390,413,000
Fdic Zip Branch Count
650
Fdic Zip Top Banks
Citibank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
21
Bc Firm IAR Count
50
Custodian Candidates
Full
Fidelity4
E*trade4
State Street2
Lpl Financial1
Fdic Zip Branches Raw
Fleet Bank, National AssociationWestport, CT
Fleet Bank, National AssociationWestport, CT
Fdic Zip HHI
631.95
Fdic Zip Top Bank Share Pct
11.9
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-21T17:15:40Z
Rdap Domain Last Changed
2025-07-22T14:02:15Z
Rdap Nameservers
Ns65.domaincontrol.comNs66.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI21,968
Returns2,430
Stub 2
AGI37,998
Returns1,030
Stub 3
AGI51,796
Returns830
Soi Zip Total Business Income
265,929
Soi Zip Total Cap Gains
1,388,700
Soi Zip Total Dividends
448,880
Soi Zip Total Returns
12,920
Trust Company Affiliate
No

People (56)

56
RAFFAELE GAMBARDELLA
Executive Officer · 2.5%
2448073
CRAIG ERIN KLEIN
Executive Officer · 2.5%
3253836
PHILIP WILLIAM MICHALS
Executive Officer · 2.5%
2414124
JOHN JOSEPH VENEZIA
Executive Officer · 2.5%
2737135
THOMAS JOSEPH HIGGINS
Executive Officer · 2.5%
1477505
ANTHONY JOSEPH LAURIELLO
Executive Officer · 2.5%
1086881
DONNA MARIE VADALA
IAR
2698858
ALISON LEIGH PINCUS
IAR
2740043
DANIELLE KRISTIN PSARRAS
IAR
4008389
Jonathan Andrew Lungo
IAR
6818925
DENISE FRANCES MURPHY
IAR
4979151
TIFFANY F OTTERBECK
IAR
5072249
OREN BARACK
IAR
6321912
CHRISTINE ELIZABETH QUINN
IAR
5487775
DAVID ECHEVERRIA
IAR
5634258
TODD WILLIAM ROBERTSON
IAR
5448876
CHRISTOPHER JOHN RIEGER
IAR
2334109
ERIC ALFRED BOEGH
IAR
2479075
CHRISTOPHER RAY PRAVECEK
IAR
1641903
RAYMOND STUART MILLER
IAR
1706373
ERMETE JOSEPH TORREGROSSA
IAR
448279
Steven Philip Rogosin
IAR
1347377
DOROTHY MARIE MORAN
IAR
339511
SAMUEL J SCHELLER
IAR
2617851
TIMOTHY FRANCIS CASSIDY
IAR
2961836
KYLE GRANNAN JONES
IAR
6269629
ALEXANDER VLAD YELENSKY
IAR
2268950
CHARLES KENNEDY POE FRATT
IAR
1420077
PRASHANT NAGINDAS MODY
IAR
4090845
JAMES FRANCIS MOLLOY
IAR
3092593
RICHARD HAROLD WILSON
IAR
2367855
ANNE ELIZABETH FREDERICKS
IAR
2985295
THOMAS M DOWLING
IAR
2573963
MARTI M LATOUR
IAR
6014067
JACOB D HESKETT
IAR
4966855
ELISA MARIE STEINGRUEBNER
IAR
6764465
JAYSON BECK SCHROEDER
IAR
5026013
CHRISTOPHER FRANCIS CAVE
IAR
4147737
ELENA FUSILLO
IAR
2004311
GREGORY DAVIS WOODBY
IAR
1258426
STEVEN WILLIAM RAPOPORT
IAR
2688043
JEFFREY DAVID FARINA
IAR
7202513
JACOB G SEKELSKY
IAR
6116291
KEITH JARRETT RAVODOWITZ
IAR
5920771
WOODROW WILSON WILLEY
IAR
2924280
ELIAS STEPHEN PRITSOULIS
IAR
2568434
COREY JOSEPH OBERHOLTZER
IAR
3195098
Jason Van Katwyk
IAR
6614318
ROBERT NEPO
IAR
4714990
LUIS ALBERTO GORDILLO VERA
IAR
5578866
SANFORD ELLIOTT STEINBERG
IAR
834205
ALEC SPENCER LOWELL
IAR
6327835
MUSTAFA ALI
IAR
7466302
THOMAS HURST CORE
IAR
54184
CARMELO JOHN CATAUDELLA
IAR
6147542
GIL SHARON
IAR
2450119