LPL ENTERPRISE, LLC

CRD

8733

SEC file #

801-130883

EIN

—

DBA names

—

Economics

AUM

$24.94B

AUM band

$1B+

AUM trajectory

'25 · $18.86B

'26 · $24.94B

'25'26

$18.86B → $24.94B▲ +32%

sec adv history

Client mix

Individuals Other	79,249
Individuals High Net Worth	22,822
Corporations	286
Pension Profit Sharing Plans	127
Charitable Organizations	79

Operations

Employees (total)

5,215

Advisory staff (per ADV)

4,492

Advisory staff (5-yr trend)

'25 · 3,130 advisors

'26 · 4,492 advisors

'25'26

3,130 advisors → 4,492 advisors▲ +44%

sec adv history

Primary office

FORT MILL SC

Branches

—

Custodian & Brokerage

Primary custodian

LPL Financialmedium confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesEducational Seminars Workshops

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/31/2026

lpl.com/lpl-enterprise.html

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

LPL HOLDINGS, INC.

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

LPL HOLDINGS, INC.

EVANGELIOU, KIRIAKOS ANDREAS

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

LPL.COM

Rdap Domain Creation Date

1994-08-02T04:00:00Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

GoDaddy Corporate Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

23,885

Form 5500 Compensation Trajectory 3y

2026	15,071
2025	8,814

Form 5500 Plan Count Trajectory 3y

2025	2
2026	2

Schedule C Total Compensation

23,885

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0002082559

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2025-10-31

Edgar Last Filing Date

2026-05-15

Edgar Form D Count

Edgar Form D Offerings

2025-12-312025-12-31 · 0002082559-25-000002

2025-12-292025-12-29 · 0002082559-25-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3806

Soi Zip Pct 200k Plus

0.1434

Soi Zip Returns 200k Plus

2,890

Soi Zip Total AGI

2,317,851

Fdic Zip Total Deposits

7,186,981,000

Fdic Zip Branch Count

177

Fdic Zip Top Banks

Bank of America, National Association

Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Window

Lpl Financial

Full

Lpl Financial	49
E*trade	4

adv brochure

Edgar Addresses

Mailing

1209 ORANGE STREETWILMINGTON, DE 19801

Business

1209 ORANGE STREETWILMINGTON, DE 19801

Edgar EIN

000000000

Edgar Recent Filings

10-Q2026-05-15 · 0002082559-26-000051

8-K2026-05-07 · 0002082559-26-000046

Fdic Zip Branches Raw

NationsBank of South Carolina, National AssociationFort Mill, SC

Rock Hill National BankFort Mill, SC

Fdic Zip HHI

1260.09

Fdic Zip Top Bank Share Pct

26.46

Fdic Zip Year

2025

Fee Schedule

Bracket Ix	85
Bracket I	10
Bracket Xi	3
Bracket Iv	1
Bracket Vi	1

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2035-08-05T22:08:34Z

Rdap Domain Last Changed

2025-08-05T22:10:20Z

Rdap Nameservers

Gold.foundationdns.comGold.foundationdns.netGold.foundationdns.org

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	53,328
Returns	4,470

Stub 2

AGI	130,829
Returns	3,530

Stub 3

AGI	159,774
Returns	2,570

Soi Zip Total Business Income

43,711

Soi Zip Total Cap Gains

104,765

Soi Zip Total Dividends

30,894

Soi Zip Total Returns

20,150

Trust Company Affiliate

EVANGELIOU, KIRIAKOS ANDREAS

People (54)

2496177

HORAN-ADAMS, KIRBY LEPAK

5097259

STEVEN THOMAS MALFITANO

MORNINGSTAR, MATTHEW EDWIN

3178848