CARTER, JOSHUA, ROGER

C10

IAR CRD 4654422·Industry start 2012-06-03

Identity

Legal name

CARTER, JOSHUA, ROGER

CRD

4654422

NPN

—

Career

Previous employments

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-01-21

GOLDMAN, SACHS & CO.2003-05-30

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

2012-06-03

Est. age

36

Age confidence

—

Est. birth year

1990

BC active

No

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

2

THE COOK COMPANY, LLC

SEPIO CAPITAL, LP

IAR · Direct Owner · 17.5% ownership