THE COOK COMPANY, LLC

C10
CRD 108889·GREENWOOD VILLAGE, CO
AUM
Est. Revenue
@ 1% on AUM
Est. EBITDA
@ 30% margin
Est. Deal Value
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE COOK COMPANY, LLC
CRD
108889
SEC file #
EIN
DBA names
Albert Thomas Thornton Cook, Jr.The Cook Company, LlcThe Albert T. T. Cook Company

Economics

AUM
AUM band
AUM trajectory
Client mix

Operations

Employees (total)
Advisory staff (per ADV)
Advisory staff (5-yr trend)
Primary office
GREENWOOD VILLAGE CO
Branches
Count1

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Fee basis

Filings

Latest ADV filing
ADV-W filed at
Website

Compliance

Disclosures (firm)
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COOK, TIMOTHY, M. M.
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
COOK, TIMOTHY, M. M.
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
15,140
Form 5500 Compensation Trajectory 3y
202515,140
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
15,140
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (6)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
E*trade4
State Street2
Top Owner CRD
5997860