CARTER, ROGER, ASHTON

B55

IAR CRD 874053·Industry start 1988-11-27

Identity

Legal name

CARTER, ROGER, ASHTON

CRD

874053

NPN

—

Career

Previous employments

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2008-04-23

MORGAN STANLEY & CO. INCORPORATED2001-04-02

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

1988-11-27

Est. age

60

Age confidence

—

Est. birth year

1966

BC active

No

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

2

THE COOK COMPANY, LLC

SEPIO CAPITAL, LP

IAR · Direct Owner · 37.5% ownership