SEPIO CAPITAL, LP

CRD

285645

SEC file #

801-108889

EIN

921511742

DBA names

—

Economics

AUM

$5.64B

AUM band

$1B+

AUM trajectory

'20 · $2.82B

'21 · $3.53B

'22 · $4.42B

'23 · $6.24B

'25 · $4.46B

'26 · $5.64B

'20'26

$2.82B → $5.64B▲ +100%

sec adv history

Client mix

Individuals High Net Worth	276
Pooled Investment Vehicles	10
Charitable Organizations	7
Investment Companies	2

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 15 advisors

'21 · 15 advisors

'22 · 19 advisors

'23 · 20 advisors

'25 · 17 advisors

'26 · 18 advisors

'20'26

15 advisors → 18 advisors▲ +20%

sec adv history

Primary office

SALT LAKE CITY UT

Branches

—

Custodian & Brokerage

Primary custodian

Fidelitylow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles

Fee basis

% of AUMFixed feesPerformance-based feesOther Compensation

Filings

Latest ADV filing

04/27/2026

ADV-W filed at

—

Website

sepiocap.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

CARTER, ROGER, ASHTON

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

CARTER, ROGER, ASHTON

BEATSON, JOHN, HERBERT

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

SEPIOCAP.COM

Rdap Domain Creation Date

2017-02-24T13:14:03Z

Rdap Firm Age Years

Rdap Firm Age Band

5-10y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Participants

Form 5500 Compensation Trajectory 3y

2024

Form 5500 Plan Count Trajectory 3y

2024

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001751412

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2019-02-13

Edgar Last Filing Date

2026-05-13

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-13

Accession0001172661-26-001754

Edgar Former Names

Sepio Capital, LLC

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Fidelity	44
E*trade	4
Interactive Brokers	3

adv brochure

Edgar Addresses

Mailing

2795 E. COTTONWOOD PARKWAYSUITE 600SALT LAKE CITY, UT 84121

Business

2795 E. COTTONWOOD PARKWAYSUITE 600SALT LAKE CITY, UT 84121

Edgar EIN

921511742

Edgar Recent Filings

13F-HR2026-05-13 · 0001172661-26-001754

13F-HR2026-02-12 · 0001172661-26-000651

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-02-24T13:14:03Z

Rdap Domain Last Changed

2026-02-25T14:01:45Z

Rdap Nameservers

Ns35.domaincontrol.comNs36.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Top Owner CRD

874053

Trust Company Affiliate

IAR · Direct Owner · 37.5%

People (19)

CARTER, ROGER, ASHTON

874053

BEATSON, JOHN, HERBERT

3083596

RINGER, HANSEN, N

6494755

EDGREN, DONALD, BRADFORD

3271947

CARTER, JOSHUA, ROGER