| B56 | THE FINANCIAL CONSULATE, INC CRD 106898 | MD | $1.10B | 13 | Charles Schwab→ |
| B53 | SIIMPL, LLC CRD 311048 | MN | $0 | — | E*Trade→ |
| B52 | PALISADE ASSET MANAGEMENT, LLC CRD 136089 | MN | $1.27B | 7 | Charles Schwab→ |
| B51 | ASSET STRATEGY CONSULTANTS LLC CRD 110800 | MD | $5.16B | 5 | E*Trade→ |
| B50 | CAPITAL MANAGEMENT ASSOCIATES INC CRD 105010 | MN | $1.88B | 15 | Charles Schwab→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| B50 | ADVISORNET FINANCIAL, INC. CRD 113074 | MN | $3.15B | 50 | Charles Schwab→ |
| C48 | MURRAY FINANCIAL GROUP, LLC CRD 157626 | MN | $1.55B | 12 | Charles Schwab→ |
| C47 | MARKS GROUP WEALTH MANAGEMENT, INC. CRD 148679 | MN | $2.02B | 9 | Charles Schwab→ |
| C47 | TRITONPOINT WEALTH, LLC CRD 328398 | MD | $1.55B | 10 | Charles Schwab→ |
| C45 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. CRD 117962 | MN | $2.03B | 17 | Charles Schwab→ |
| C44 | SNS FINANCIAL GROUP, LLC CRD 152667 | MN | $1.64B | 25 | Charles Schwab→ |
| C44 | BERMAN MCALEER, LLC CRD 332906 | MD | $1.82B | 13 | Fidelity→ |
| C43 | NEXT CENTURY GROWTH INVESTORS LLC CRD 108978 | MN | $1.52B | 6 | E*Trade→ |
| C43 | CARVAL CLO MANAGEMENT LLC CRD 298135 | MN | $7.30B | — | Northern Trust→ |
| C42 | 1919 INVESTMENT COUNSEL, LLC CRD 133370 | MD | $26.04B | 32 | Charles Schwab→ |
| C42 | MINNEAPOLIS PORTFOLIO MANAGEMENT GROUP, LLC CRD 129963 | MN | $1.10B | 3 | Charles Schwab→ |
| C42 | BPS CAPITAL MANAGEMENT, INC. CRD 120006 | MN | $3.10B | 3 | E*Trade→ |
| C42 | GALLIARD CAPITAL MANAGEMENT, LLC CRD 106487 | MN | $80.27B | — | State Street→ |
| C42 | EFS ADVISORS LLC CRD 115211 | MN | $2.40B | 48 | Charles Schwab→ |
| C42 | HARBOR INVESTMENT ADVISORY, LLC CRD 151085 | MD | $6.87B | 32 | Pershing→ |
| C41 | MV CAPITAL MANAGEMENT, INC. CRD 139034 | MD | $1.44B | 8 | E*Trade→ |
| C41 | ABRAMS BISON INVESTMENTS, L.L.C. CRD 137183 | MD | $2.51B | — | Northern Trust→ |
| C41 | FINANCIAL COUNCIL, LLC CRD 110748 | MD | $1.27B | 6 | E*Trade→ |
| C41 | FULTON BREAKEFIELD BROENNIMAN,LLC CRD 108967 | MD | $2.39B | 19 | Charles Schwab→ |
| C39 | SIT INVESTMENT ASSOCIATES, INC CRD 105725 | MN | $3.54B | — | E*Trade→ |
| C39 | ADVANCED CAPITAL GROUP, INC. CRD 109673 | MN | $29.99B | 4 | Charles Schwab→ |
| C39 | RIVERBRIDGE PARTNERS LLC CRD 108074 | MN | $5.03B | 13 | Charles Schwab→ |
| C38 | CLOVERPOINT, LLC CRD 335407 | MN | $0 | — | E*Trade→ |
| C38 | THE LEUTHOLD GROUP, LLC CRD 105826 | MN | $1.17B | 6 | Charles Schwab→ |
| C37 | CORBYN INVESTMENT MANAGEMENT INC CRD 104716 | MD | $1.01B | 7 | Charles Schwab→ |
| C37 | BLACK LAKE INVESTMENTS LLC CRD 334605 | MN | $1.19B | — | E*Trade→ |
| C37 | WINSLOW CAPITAL MANAGEMENT LLC CRD 106940 | MN | $28.66B | 1 | Northern Trust→ |
| C37 | LASALLE INVESTMENT MANAGEMENT SECURITIES, LLC CRD 111179 | MD | $3.33B | — | JPMorgan→ |
| C37 | ROCK SPRINGS CAPITAL MANAGEMENT LP CRD 168648 | MD | $2.43B | — | Goldman Sachs→ |
| C37 | TRIBRIDGE PARTNERS FINANCIAL LLC CRD 326489 | MD | $1.60B | 8 | Charles Schwab→ |
| C36 | RETIREMENT MANAGEMENT SYSTEMS, INC. CRD 150351 | MD | $1.89B | 4 | Charles Schwab→ |
| C36 | RED OAK FINANCIAL GROUP, LLC CRD 166912 | MD | $1.04B | 7 | LPL Financial→ |
| C36 | ADVISORS PREFERRED LLC CRD 157980 | MD | $1.69B | 2 | E*Trade→ |
| C36 | ALLIANCE PARTNERS LLC CRD 157700 | MD | $1.94B | — | E*Trade→ |
| C36 | DISCIPLINED GROWTH INVESTORS INC CRD 106746 | MN | $5.48B | 3 | Fidelity→ |
| C36 | PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC CRD 330050 | MN | $1.07B | 10 | E*Trade→ |
| C36 | G10 LLC CRD 322876 | MD | $4.91B | — | Northern Trust→ |
| C34 | GREAT WATERS WEALTH MANAGEMENT CRD 308215 | MN | $1.24B | 23 | Charles Schwab→ |
| C34 | VERA LAKE CAPITAL, LLC CRD 341142 | MN | $0 | 2 | E*Trade→ |
| C34 | STAIRWAY PARTNERS, LLC CRD 133157 | MN | $2.36B | 4 | Pershing→ |
| C34 | WILLIAMS & ASSOCIATES, INC. CRD 338196 | MD | $0 | 6 | LPL Financial→ |
| C34 | BLUESTEM WEALTH PARTNERS, LLC CRD 324489 | MN | $1.12B | 18 | Charles Schwab→ |
| C34 | BROWN CAPITAL MANAGEMENT, LLC CRD 105633 | MD | $4.54B | 3 | State Street→ |
| C34 | EVEREST FINANCIAL GROUP LLC CRD 137260 | MN | $1.00B | 12 | Charles Schwab→ |
