| A75 | COMPREHENSIVE CAPITAL MANAGEMENT, INC. CRD 119890 | NJ | $77.5M | 8 | Pershing→ |
| A74 | GARRETT NAGLE & CO., INC. CRD 7071 | MA | $98.4M | 2 | E*Trade→ |
| A72 | GROESBECK INVESTMENT MANAGEMENT CORP CRD 106679 | NJ | $54.7M | 2 | E*Trade→ |
| A68 | TIMBUKTU CAPITAL MANAGEMENT, LLC CRD 131084 | MA | $98.6M | 1 | Charles Schwab→ |
| A66 | ENTREPRENEURSHARES LLC CRD 153615 | MA | $50.4M | 1 | E*Trade→ |
| A65 | FAMILY PARTNERS CAPITAL, LLC CRD 304176 | MA | $92.3M | 2 | Charles Schwab→ |
| B60 | SEAPORT GLOBAL ADVISORS, LLC CRD 154287 | MA | $46.3M | 1 | E*Trade→ |
| B59 | BYRON PLACE CAPITAL MANAGEMENT, LLC CRD 282078 | NJ | $48.4M | 1 | E*Trade→ |
| B58 | MAP FUNDS MANAGEMENT, LLC CRD 165979 | MA | $25.8M | — | E*Trade→ |
| B56 | GRAND SLAM ASSET MANAGEMENT, LLC CRD 161122 | NJ | $35.0M | — | Wells Fargo→ |
| B52 | EMERY PARTNERS, LLC CRD 336787 | MA | $78.4M | 2 | E*Trade→ |
| B52 | DISCIPLINED ALPHA LLC CRD 167254 | MA | $36.9M | — | Charles Schwab→ |
| B51 | EASTWARD CAPITAL PARTNERS, LLC CRD 161422 | MA | $96.0M | — | E*Trade→ |
| B50 | GOOSE HOLLOW CAPITAL MANAGEMENT LLC CRD 312912 | NJ | $41.0M | — | E*Trade→ |
| C50 | ABRY PARTNERS, LLC CRD 161153 | MA | $69.3M | — | E*Trade→ |
| C49 | WINTHROP CAPITAL ADVISORS, LLC CRD 289487 | MA | $82.4M | — | JPMorgan→ |
| C49 | ALGORITHMIC INVESTMENT MODELS, LLC CRD 306354 | MA | $87.8M | 7 | LPL Financial→ |
| C48 | PEGASUS GROUP, LLC CRD 113499 | NJ | $91.3M | 2 | Charles Schwab→ |
| C47 | USA MUTUALS ADVISORS, INC. CRD 131750 | MA | $73.7M | 1 | E*Trade→ |
| C47 | RNC RIA LLC CRD 336740 | MA | $50.6M | 13 | Charles Schwab→ |
| C46 | YORKVILLE AMERICA EQUITIES, LLC CRD 336431 | NJ | $42.6M | — | E*Trade→ |
| C45 | ACTIVE WEALTH ADVISORS LLC CRD 336793 | NJ | $75.4M | 1 | E*Trade→ |
| C36 | AOT INVEST LLC CRD 319016 | IA | $93.9M | 1 | E*Trade→ |
| C29 | SAVVI FINANCIAL LLC CRD 169196 | MA | $44.7M | 6 | Charles Schwab→ |
| C23 | ALOOOLA, LLC CRD 325090 | NJ | $51.2M | — | E*Trade→ |
