| A75 | COMPREHENSIVE CAPITAL MANAGEMENT, INC. CRD 119890 | NJ | $77.5M | 8 | Pershing→ |
| A72 | GROESBECK INVESTMENT MANAGEMENT CORP CRD 106679 | NJ | $54.7M | 2 | E*Trade→ |
| B61 | FAMILY DYNASTY ADVISORS LLC CRD 297082 | TX | $52.3M | 2 | Charles Schwab→ |
| B59 | WEALTHYX LLC CRD 172380 | TX | $68.8M | — | E*Trade→ |
| B59 | BYRON PLACE CAPITAL MANAGEMENT, LLC CRD 282078 | NJ | $48.4M | 1 | E*Trade→ |
| B58 | EFS ASSET MANAGEMENT LLC CRD 106184 | TX | $70.0M | 1 | Charles Schwab→ |
| B56 | GRAND SLAM ASSET MANAGEMENT, LLC CRD 161122 | NJ | $35.0M | — | Wells Fargo→ |
| B55 | BOX FINANCIAL ADVISORS, LLC CRD 155623 | TX | $96.9M | 3 | E*Trade→ |
| B52 | SADDOCK WEALTH, LLC CRD 161568 | TX | $94.3M | 2 | Charles Schwab→ |
| B52 | RANGER ALTERNATIVE MANAGEMENT, L.P. CRD 145543 | TX | $54.5M | — | E*Trade→ |
| B52 | LONGHORN CAPITAL PARTNERS, L.P. CRD 329221 | TX | $63.6M | — | E*Trade→ |
| B51 | MONTROSE ESTATE CAPITAL MANAGEMENT, LLC CRD 324497 | TX | $40.0M | 1 | Charles Schwab→ |
| B50 | GOOSE HOLLOW CAPITAL MANAGEMENT LLC CRD 312912 | NJ | $41.0M | — | E*Trade→ |
| B50 | II TECHNOLOGY, LLC CRD 282760 | TX | $40.5M | 2 | Charles Schwab→ |
| B50 | BASA RESOURCES, INC. CRD 290034 | TX | $95.7M | — | E*Trade→ |
| C50 | ABRAHAM TRADING, LP CRD 315318 | TX | $94.9M | 1 | E*Trade→ |
| C49 | EMPIRIC ADVISORS, INC. CRD 108425 | TX | $64.7M | 2 | Charles Schwab→ |
| C48 | PEGASUS GROUP, LLC CRD 113499 | NJ | $91.3M | 2 | Charles Schwab→ |
| C48 | SILTSTONE CAPITAL, LLC CRD 305786 | TX | $77.0M | — | E*Trade→ |
| C47 | BURKE WEALTH MANAGEMENT, LLC CRD 305840 | TX | $95.2M | 5 | —→ |
| C46 | YORKVILLE AMERICA EQUITIES, LLC CRD 336431 | NJ | $42.6M | — | E*Trade→ |
| C45 | SALIENT ADVISORS, L.P. CRD 122833 | TX | $61.8M | 1 | E*Trade→ |
| C45 | GAVLTD INTERNATIONAL CORPORATION CRD 314687 | TX | $34.3M | — | E*Trade→ |
| C45 | ACTIVE WEALTH ADVISORS LLC CRD 336793 | NJ | $75.4M | 1 | E*Trade→ |
| C43 | TABERNACLE EQUITY MANAGEMENT LLC CRD 336248 | TX | $41.5M | — | E*Trade→ |
| C40 | CAZ GP STAKES ADVISER LLC CRD 338168 | TX | $99.0M | — | E*Trade→ |
| C39 | SOUTHWESTERN MONEY MANAGEMENT LLC CRD 304033 | TX | $48.3M | 1 | E*Trade→ |
| C36 | NEXPOINT INSURANCE SOLUTIONS, L.P. CRD 301997 | TX | $95.7M | 2 | E*Trade→ |
| C36 | AOT INVEST LLC CRD 319016 | IA | $93.9M | 1 | E*Trade→ |
| C35 | NEXADVISORS, LLC CRD 317477 | TX | $26.1M | 2 | Pershing→ |
| C34 | SARMAYA PARTNERS, LLC CRD 330100 | TX | $33.0M | 2 | E*Trade→ |
| C33 | GURUFOCUS INVESTMENTS, LLC CRD 316414 | TX | $35.8M | 1 | E*Trade→ |
| C23 | ALOOOLA, LLC CRD 325090 | NJ | $51.2M | — | E*Trade→ |
