| A75 | FBD ASSET MGMT, LLC CRD 307216 | MN | $76.8M | 1 | Charles Schwab→ |
| A71 | INTERCAROLINA FINANCIAL SERVICES, INC. CRD 19475 | NC | $85.4M | 31 | E*Trade→ |
| B65 | VN CAPITAL MANAGEMENT, LLC CRD 166761 | NC | $63.0M | — | Pershing→ |
| B62 | CAPITAL MANAGEMENT ADVISORS INC CRD 110447 | GA | $52.0M | — | E*Trade→ |
| B59 | FIRST ASSOCIATED INVESTMENT ADVISORS, INC. CRD 113086 | MN | $52.2M | 1 | E*Trade→ |
| B54 | NORTHERN PACIFIC GROUP, L.P. CRD 299012 | MN | $58.6M | — | E*Trade→ |
| B53 | VARIANT PERCEPTION, LLC CRD 334510 | NC | $31.9M | 1 | E*Trade→ |
| B53 | KDHB V CAPITAL MANAGEMENT, LLC CRD 307182 | GA | $54.8M | — | E*Trade→ |
| B52 | NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC CRD 173350 | MN | $58.6M | — | E*Trade→ |
| B51 | INFINITY CREDIT ADVISORY, LLC CRD 331652 | GA | $53.5M | — | E*Trade→ |
| C48 | CONCOURSE CAPITAL ADVISORS, LLC CRD 336424 | GA | $36.1M | — | E*Trade→ |
| C46 | CONTEGO CAPITAL GROUP, INC. CRD 128518 | MN | $88.0M | 9 | Fidelity→ |
| C46 | INTELLIGENT ALPHA LLC CRD 332518 | MN | $27.0M | 1 | E*Trade→ |
| C40 | OBP CAPITAL LLC CRD 167619 | NC | $78.5M | — | E*Trade→ |
| C38 | STEBEN & COMPANY, LLC CRD 117808 | MN | $69.2M | — | E*Trade→ |
| C34 | GLOBAL INVESTMENT ADVISORY LLC CRD 310305 | GA | $71.8M | 9 | Charles Schwab→ |
| C29 | SLP WEALTH LLC CRD 325631 | NC | $63.7M | 15 | Altruist→ |
| C16 | COLLECTIVE WEALTH PARTNERS, LLC CRD 317519 | GA | $59.9M | 4 | Charles Schwab→ |
