| A73 | WHALEN CAPITAL, INC. CRD 130016 | WI | $75.1M | 8 | E*Trade→ |
| B58 | HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. CRD 282906 | OH | $76.6M | — | Fidelity→ |
| B55 | TANAKA CAPITAL MANAGEMENT INC CRD 109888 | CT | $69.4M | 1 | E*Trade→ |
| B53 | OELSCHLAGER INVESTMENTS LLC CRD 306035 | OH | $93.3M | 1 | Charles Schwab→ |
| B53 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC CRD 292786 | WI | $81.7M | — | E*Trade→ |
| B52 | OXFORD GATE MANAGEMENT, LLC CRD 297061 | CT | $90.9M | — | U.S. Bank→ |
| B52 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC CRD 326646 | WI | $83.7M | — | E*Trade→ |
| C46 | SIMS CAPITAL MANAGEMENT LLC CRD 129398 | WI | $56.4M | 1 | Charles Schwab→ |
| C44 | ANTHONY CAPITAL MANAGEMENT, LLC CRD 312256 | WI | $37.9M | — | E*Trade→ |
| C43 | MONACHIL CAPITAL PARTNERS LP CRD 311376 | CT | $71.7M | — | JPMorgan→ |
| C40 | WRIGHT PRIVATE ASSET MANAGEMENT LLC CRD 139570 | CT | $74.1M | 4 | Charles Schwab→ |
| C32 | OXFORD PARK MANAGEMENT, LLC CRD 324383 | CT | $71.4M | — | E*Trade→ |
| C29 | GRAYSCALE ADVISORS, LLC CRD 314868 | CT | $60.6M | 14 | State Street→ |
| C22 | YOUR FINANCIAL PHARMACIST PLANNING, LLC CRD 282918 | OH | $53.2M | 4 | Altruist→ |
