| B53 | FIDELIS CAPITAL, LLC CRD 141341 | AL | $18.3M | — | Charles Schwab→ |
| B53 | SIIMPL, LLC CRD 311048 | MN | $0 | — | E*Trade→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| C40 | PATHWAY FINANCIAL SOLUTIONS, INC. CRD 340594 | KS | $0 | 6 | E*Trade→ |
| C38 | CLOVERPOINT, LLC CRD 335407 | MN | $0 | — | E*Trade→ |
| C37 | ONEDIGITAL ASSET MANAGEMENT, LLC CRD 320608 | KS | $762K | — | Charles Schwab→ |
| C34 | MRWM CAPITAL MANAGEMENT, LLC CRD 336384 | TN | $8.8M | 2 | E*Trade→ |
| C34 | VERA LAKE CAPITAL, LLC CRD 341142 | MN | $0 | 2 | E*Trade→ |
| C33 | PALADIN CAPITAL, LLC CRD 288037 | MN | $6.9M | 4 | Charles Schwab→ |
| C33 | GREENWOOD PINE PARTNERS, LLC CRD 314679 | TN | $22.9M | — | Shareholders Service Group→ |
| C31 | SANDERS BOOZE CAPITAL ADVISORS, LLC CRD 148651 | KS | $0 | 2 | E*Trade→ |
| C31 | ADVISORY SOLUTIONS GROUP, LLC CRD 339919 | MN | $0 | 32 | E*Trade→ |
| C31 | MM ADVISORS, LLC CRD 337688 | AL | $0 | — | E*Trade→ |
| C31 | DEMARCHE ASSOCIATES INC CRD 105500 | KS | $0 | 9 | E*Trade→ |
| C31 | NAVIGATE PRIVATE FUND ADVISORS LLC CRD 313687 | AL | $0 | 3 | E*Trade→ |
| C31 | WAYZATA INVESTMENT PARTNERS LLC CRD 132046 | MN | $9.4M | 3 | JPMorgan→ |
| C30 | CHRISTENSEN GROUP FINANCIAL, LLC CRD 318144 | MN | $24.8M | 5 | Altruist→ |
| C30 | LYONS VIEW CAPITAL, LLC CRD 324582 | AL | $0 | 2 | E*Trade→ |
| C30 | STANDARD VALUATIONS INC CRD 112413 | MN | $0 | 1 | E*Trade→ |
| C28 | SAGEPOINT CAPITAL PARTNERS LLC CRD 339742 | TN | $0 | 3 | E*Trade→ |
| C26 | JB WEALTH ADVISORS LLC CRD 328441 | TN | $0 | 1 | E*Trade→ |
| C26 | PRAIRIE ADVISORY, LLC CRD 339211 | KS | $0 | 9 | E*Trade→ |
| C25 | CCM NEW OPPORTUNITIES, LLC CRD 301887 | KS | $1.3M | 4 | E*Trade→ |
| C24 | SUMMIT CAPITAL SOLUTIONS LLC CRD 281478 | TN | $0 | 3 | E*Trade→ |
| C23 | ALLIANCEBERNSTEIN HOLDING L.P. CRD 106998 | TN | $0 | — | E*Trade→ |
| C23 | SAVVY FINANCIAL, INC. CRD 304337 | TN | $1.9M | 1 | E*Trade→ |
| C14 | MARINER WEALTH ADVISORS-IC, LLC CRD 289886 | KS | $0 | 50 | E*Trade→ |
