| C45 | ROSSJOHNSON & ASSOCIATES, LLC CRD 297583 | MN | $211.6M | 4 | E*Trade→ |
| C45 | PATHFINDER 360 MANAGEMENTCO, LLC CRD 319211 | MN | $343.8M | — | E*Trade→ |
| C45 | QUADRANT REAL ESTATE ADVISORS LLC CRD 138077 | GA | $24.9M | — | E*Trade→ |
| C44 | AGVICTUS CAPITAL MANAGEMENT LLC CRD 307047 | GA | $384.7M | — | E*Trade→ |
| C44 | COLLIERS SECURITIES LLC CRD 7477 | MN | $329.6M | 50 | E*Trade→ |
| C44 | ENSPYRE WEALTH ADVISORS, INC. CRD 300992 | MN | $217.7M | 1 | E*Trade→ |
| C43 | NEXT CENTURY GROWTH INVESTORS LLC CRD 108978 | MN | $1.52B | 6 | E*Trade→ |
| C43 | MERCED CAPITAL, L.P. CRD 137228 | MN | $251.2M | — | E*Trade→ |
| C42 | CAVALIER INVESTMENTS, LLC CRD 281201 | GA | $421.4M | — | E*Trade→ |
| C42 | WOLVERINE INVESTMENT ADVISORS, LLC CRD 307037 | GA | $1.5M | — | E*Trade→ |
| C42 | BPS CAPITAL MANAGEMENT, INC. CRD 120006 | MN | $3.10B | 3 | E*Trade→ |
| C42 | SOURCE CAPITAL, LLC CRD 325758 | GA | $475.4M | — | E*Trade→ |
| C42 | DOMAIN TIMBER ADVISORS, LLC CRD 287750 | GA | $575.9M | — | E*Trade→ |
| C41 | GLENEAGLES INVESTMENT ADVISORS, LLC CRD 312306 | GA | $3.08B | — | E*Trade→ |
| C40 | XCEPTION ADVISORY SERVICES, LLC CRD 338122 | GA | $189.3M | 3 | E*Trade→ |
| C40 | FIDUCIARYVEST, LLC CRD 134351 | GA | $4.93B | — | E*Trade→ |
| C40 | INDIA CAPITAL LLC CRD 309034 | MN | $365.3M | — | E*Trade→ |
| C39 | PEACHTREE WEALTH ADVISORS, INC CRD 139779 | GA | $436.8M | 2 | E*Trade→ |
| C39 | WOODSTOCK WEALTH MANAGEMENT, INC. CRD 283472 | GA | $726.6M | 26 | E*Trade→ |
| C39 | SIT INVESTMENT ASSOCIATES, INC CRD 105725 | MN | $3.54B | — | E*Trade→ |
| C39 | CHI-RHO FINANCIAL, LLC CRD 138947 | GA | $1.35B | 6 | E*Trade→ |
| C39 | GROVE MOUNTAIN PARTNERS, LLC CRD 322303 | GA | $307.7M | — | E*Trade→ |
| C39 | WEST ELK CAPITAL, LLC CRD 292743 | GA | $152.3M | — | E*Trade→ |
| C39 | MW ADVISORY LLC CRD 338634 | GA | $160.7M | 5 | E*Trade→ |
| C38 | ELM3 FINANCIAL GROUP, LLC CRD 140594 | GA | $189.0M | 3 | E*Trade→ |
| C38 | CONSEQUENT CAPITAL MANAGEMENT, LLC CRD 285262 | GA | $639.3M | — | E*Trade→ |
| C38 | CLOVERPOINT, LLC CRD 335407 | MN | $0 | — | E*Trade→ |
| C38 | STEBEN & COMPANY, LLC CRD 117808 | MN | $69.2M | — | E*Trade→ |
| C38 | ASH INVESTMENT PARTNERS, LLC CRD 322109 | GA | $185.7M | — | E*Trade→ |
| C38 | VOYA INVESTMENT MANAGEMENT LLC CRD 108934 | GA | $38.77B | — | E*Trade→ |
| C37 | BLACK LAKE INVESTMENTS LLC CRD 334605 | MN | $1.19B | — | E*Trade→ |
| C37 | SUMMIT CREEK ADVISORS, LLC CRD 135496 | MN | $650.9M | 3 | E*Trade→ |
| C36 | PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC. CRD 119436 | MN | $505.0M | 3 | E*Trade→ |
| C36 | GREYBULL PARTNERS LLC CRD 128390 | GA | $241.0M | — | E*Trade→ |
| C36 | PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC CRD 330050 | MN | $1.07B | 10 | E*Trade→ |
| C35 | BIP CAPITAL MANAGEMENT SERVICES, LLC CRD 300757 | GA | $345.3M | — | E*Trade→ |
| C34 | MSOUTH EQUITY PARTNERS, LLC CRD 157601 | GA | $1.00B | — | E*Trade→ |
| C34 | VERA LAKE CAPITAL, LLC CRD 341142 | MN | $0 | 2 | E*Trade→ |
| C33 | FALCONS I, LLC CRD 294460 | GA | $2.75B | — | E*Trade→ |
| C33 | WHEELER RETIREMENT PLANS LLC CRD 327889 | MN | $618.1M | 2 | E*Trade→ |
| C33 | DEVENIR INVESTMENT ADVISORS, LLC CRD 132824 | MN | $12.99B | 2 | E*Trade→ |
| C33 | NORTH SKY CAPITAL, LLC CRD 133959 | MN | $986.1M | — | E*Trade→ |
| C32 | ALLIANT RETIREMENT SERVICES, LLC CRD 167970 | GA | $7.37B | 37 | E*Trade→ |
| C32 | FINANCIAL INNOVATIONS, LLC CRD 142769 | GA | $535.2M | 2 | E*Trade→ |
| C32 | PIPER HEARTLAND HEALTHCARE CAPITAL, LLC CRD 310044 | MN | $218.3M | — | E*Trade→ |
| C32 | CALLODINE STRATEGIC CREDIT FUND III MANAGEMENT, LLC CRD 340405 | GA | $0 | — | E*Trade→ |
| C32 | O15 CAPITAL PARTNERS, LLC CRD 328464 | GA | $310.3M | — | E*Trade→ |
| C32 | INVESTMENT RESEARCH & ADVISORY GROUP, INC. CRD 126246 | GA | $15.42B | 21 | E*Trade→ |
| C32 | SIT FIXED INCOME ADVISORS II, LLC CRD 108271 | MN | $14.97B | — | E*Trade→ |
| C31 | BT FAMILY OFFICE, LLC CRD 305713 | GA | $4.00B | — | E*Trade→ |