| A75 | COMPREHENSIVE CAPITAL MANAGEMENT, INC. CRD 119890 | NJ | $77.5M | 8 | Pershing→ |
| A72 | GARDEN STATE RETIREMENT SPECIALISTS, LLC CRD 128414 | NJ | $109.3M | 2 | Pershing→ |
| A69 | RDM CAPITAL ASSOCIATES INC CRD 106941 | NJ | $164.5M | 3 | Pershing→ |
| A68 | PCG ASSET MANAGEMENT, LLC CRD 148208 | NJ | $143.1M | 4 | Pershing→ |
| B59 | ASSET MANAGEMENT CONSULTING SERVICES, INC. CRD 128793 | NJ | $144.2M | 2 | Pershing→ |
| B57 | GULFSTREAM CM, LLC CRD 165459 | NJ | $244.2M | 4 | Pershing→ |
| B54 | NEW VERNON ADVISERS LP CRD 160231 | NJ | $902.1M | — | Pershing→ |
| B53 | COMPASS CAPITAL MANAGEMENT, LLC CRD 150170 | OK | $119.0M | 3 | Pershing→ |
| C49 | WBI INVESTMENTS, LLC CRD 106336 | NJ | $539.6M | 6 | Pershing→ |
| C49 | VETERI PLACE CORPORATION CRD 160664 | NJ | $150.7M | — | Pershing→ |
| C49 | SAIPH CAPITAL, LLC CRD 312119 | NJ | $459.4M | 2 | Pershing→ |
| C48 | VESTGEN INVESTMENT MANAGEMENT, LLC CRD 118851 | NJ | $786.6M | 2 | Pershing→ |
| C46 | MERCATOR MANAGEMENT (USA) LP CRD 318911 | NJ | $297.6M | — | JPMorgan→ |
| C45 | OLISTICO WEALTH, LLC CRD 315028 | OK | $371.5M | 4 | Pershing→ |
| C45 | EVERGREEN CAPITAL ASSOCIATES LLC CRD 312909 | NJ | $243.6M | — | JPMorgan→ |
| C44 | PARISI GRAY WEALTH MANAGEMENT, LLC CRD 286388 | NJ | $796.0M | 2 | Pershing→ |
| C40 | CORA CAPITAL ADVISORS LLC CRD 318134 | NJ | $722.9M | 8 | Pershing→ |
| C40 | BOK FINANCIAL SECURITIES, INC. CRD 17530 | OK | $1.06B | 50 | Pershing→ |
| C40 | W. H. REAVES & CO., INC. CRD 3140 | NJ | $5.94B | 1 | Pershing→ |
| C40 | CONCORD MANAGEMENT SERVICES, LLC CRD 292760 | NJ | $301.0M | — | JPMorgan→ |
| C40 | AMERRA CAPITAL MANAGEMENT, LLC CRD 155860 | NJ | $610.4M | — | JPMorgan→ |
| C34 | THE GMS GROUP, LLC CRD 8000 | NJ | $19.8M | 50 | Pershing→ |
| C31 | LANDSCAPE CAPITAL MANAGEMENT LLC CRD 165336 | NJ | $3.03B | — | JPMorgan→ |
| C30 | CRE VENTURE CAPITAL, INC. CRD 317875 | NJ | $404.6M | — | JPMorgan→ |
| C30 | BLACKHILL CAPITAL, INC CRD 105208 | NJ | $2.00B | 2 | Pershing→ |
| C28 | EXCHANGE TRADED CONCEPTS, LLC CRD 151197 | OK | $22.95B | — | JPMorgan→ |
| C26 | BRAVE ASSET MANAGEMENT, INC. CRD 108512 | NJ | $624.3M | 6 | Pershing→ |
| C25 | FIDELIS INVESTORS, LLC CRD 306920 | NJ | $1.38B | — | JPMorgan→ |
| C24 | ENERGY CAPITAL PARTNERS MANAGEMENT, LP CRD 155020 | NJ | $33.39B | — | JPMorgan→ |
| C24 | VALLEY WEALTH MANAGERS, INC. CRD 108879 | NJ | $2.69B | 49 | Pershing→ |
| C21 | CONVERSANT CAPITAL LLC CRD 308201 | NJ | $3.12B | — | JPMorgan→ |
| C21 | VALUEALIGNED PARTNERS CRD 125128 | NJ | — | 1 | Pershing→ |
| C19 | SOLIDARITY WEALTH, LLC CRD 315843 | UT | $704.2M | 9 | Pershing→ |
| C19 | KNIGHTSBRIDGE ADVISERS LLC CRD 111043 | OK | $3.29B | 2 | JPMorgan→ |
| C12 | EMBASSY ASSET MANAGEMENT LP CRD 314768 | NJ | $774.0M | 1 | JPMorgan→ |
| C12 | HV MANCO, LLC CRD 315050 | NJ | $3.88B | — | JPMorgan→ |
