| B56 | BISCHOFF WEALTH MANAGEMENT GROUP, LLC CRD 171652 | IN | $222.0M | 1 | Wells Fargo→ |
| C49 | SOUND MARK PARTNERS, LLC CRD 169037 | CT | $272.0M | — | Wells Fargo→ |
| C44 | RJA ASSET MANAGEMENT LLC CRD 153428 | CT | $588.9M | — | Northern Trust→ |
| C41 | COOPERATIVE FUNERAL FUND INC CRD 107631 | CT | $727.8M | 1 | Wells Fargo→ |
| C40 | GAMCO ASSET MANAGEMENT INC. CRD 104950 | CT | $11.69B | 10 | Wells Fargo→ |
| C36 | HIGHLAND PEAK CAPITAL, LLC CRD 306304 | CT | $333.2M | — | Wells Fargo→ |
| C35 | LOTUS INFRASTRUCTURE PARTNERS, LP CRD 324015 | CT | $6.16B | — | Wells Fargo→ |
| C35 | WATERFRONT WEALTH INC. CRD 173220 | KS | $1.14B | 10 | Wells Fargo→ |
| C31 | PINEY LAKE CAPITAL MANAGEMENT LP CRD 290404 | CT | $744.9M | — | Wells Fargo→ |
| C31 | COINBASE ASSET MANAGEMENT, LLC CRD 322174 | CT | $840.5M | — | Northern Trust→ |
| C28 | AXIOM FINANCIAL STRATEGIES GROUP, LLC CRD 306618 | IN | $404.1M | 6 | Wells Fargo→ |
| C26 | AXIOM INVESTORS LLC CRD 109605 | CT | $28.06B | — | Northern Trust→ |
| C26 | GRAHAM CAPITAL MANAGEMENT, L.P. CRD 160925 | CT | $42.87B | — | Northern Trust→ |
| C25 | ENDEAVOR PRIVATE WEALTH, INC. CRD 313053 | KS | $595.3M | 10 | Wells Fargo→ |
| C25 | GALLATIN POINT CAPITAL LLC CRD 287716 | CT | $5.65B | — | Northern Trust→ |
| C24 | ALTRINSIC GLOBAL ADVISORS, LLC CRD 109678 | CT | $12.22B | — | Northern Trust→ |
| C22 | VERITION FUND MANAGEMENT LLC CRD 156610 | CT | $139.39B | 6 | Northern Trust→ |
| C20 | ARGA INVESTMENT MANAGEMENT, LP CRD 153665 | CT | $24.57B | 1 | Northern Trust→ |
| C9 | ONE RIVER ASSET MANAGEMENT, LLC CRD 167835 | CT | $2.39B | — | Northern Trust→ |
