| B56 | GRAND SLAM ASSET MANAGEMENT, LLC CRD 161122 | NJ | $35.0M | — | Wells Fargo→ |
| C50 | DGV SOLUTIONS LP CRD 174379 | MN | $944.4M | — | Northern Trust→ |
| C49 | TONKA CAPITAL PARTNERS, LLC CRD 298336 | MN | $139.8M | 3 | Wells Fargo→ |
| C43 | CARVAL CLO MANAGEMENT LLC CRD 298135 | MN | $7.30B | — | Northern Trust→ |
| C41 | ASHE CAPITAL MANAGEMENT, LP CRD 169616 | NJ | $1.04B | — | Northern Trust→ |
| C40 | HENNION & WALSH ASSET MANAGEMENT, INC. CRD 126236 | NJ | $768.8M | 50 | Wells Fargo→ |
| C37 | WINSLOW CAPITAL MANAGEMENT LLC CRD 106940 | MN | $28.66B | 1 | Northern Trust→ |
| C35 | HUDSON EDGE INVESTMENT PARTNERS, INC. CRD 104870 | NJ | $2.95B | 1 | Northern Trust→ |
| C31 | SHREWSBURY RIVER CAPITAL LP CRD 289785 | NJ | $757.5M | — | Northern Trust→ |
| C31 | NORWEST CAPITAL ADVISORS, LLC CRD 323642 | MN | $3.84B | — | Wells Fargo→ |
| C29 | REDWOOD FINANCIAL PLANNING, LLC CRD 291250 | NJ | $388.8M | 4 | Wells Fargo→ |
| C28 | PETROS FAMILY WEALTH, LLC CRD 324059 | MN | $341.6M | 8 | Wells Fargo→ |
| C27 | AB CARVAL INVESTORS, LP CRD 141819 | MN | $18.44B | — | Northern Trust→ |
| C27 | CLEARWATER MANAGEMENT CO., INC. CRD 105307 | MN | $4.68B | — | Northern Trust→ |
| C24 | POETIC GROUP LLC CRD 293886 | NJ | $802.5M | — | Wells Fargo→ |
| C19 | WATERMARK GROUP, INC. CRD 108272 | NJ | $3.82B | — | Wells Fargo→ |
