| B61 | HARDY & HARDY CO LLC CRD 145088 | OH | $269.4M | 2 | LPL Financial→ |
| B53 | VISION FINANCIAL MANAGEMENT, LLC CRD 170003 | OH | $165.7M | 2 | LPL Financial→ |
| B51 | WEIS ADVISORY, LLC CRD 217517 | IA | $225.6M | 4 | LPL Financial→ |
| B51 | HFG ADVISORS, INC. CRD 282027 | OH | $426.7M | 5 | LPL Financial→ |
| C49 | SYMPHONY FINANCIAL SERVICES, INC. CRD 125058 | OH | $428.7M | 7 | LPL Financial→ |
| C48 | KINETIC WEALTH INVESTMENT ADVISORS, LLC CRD 311536 | OH | $214.5M | 3 | LPL Financial→ |
| C42 | PLANNED FINANCIAL SERVICES, LLC CRD 112879 | OH | $472.5M | 4 | LPL Financial→ |
| C38 | REDWOOD FINANCIAL NETWORK CORP. CRD 157834 | OH | $262.8M | 8 | LPL Financial→ |
| C38 | LSB CAPITAL MANAGEMENT, INC. CRD 310466 | IA | $228.8M | 6 | LPL Financial→ |
| C37 | PRINCIPAL GLOBAL INVESTORS, LLC CRD 109002 | IA | $427.71B | 50 | State Street→ |
| C37 | RETIRERIGHT, LLC CRD 300925 | IA | $561.1M | 5 | LPL Financial→ |
| C34 | AMERICAN MONEY MANAGEMENT CORPORATION ("AMMC") CRD 161853 | OH | $21.32B | — | U.S. Bank→ |
| C34 | COMPASS FINANCIAL SERVICES, INC. CRD 109441 | IA | $407.4M | 7 | LPL Financial→ |
| C33 | FEG INVESTMENT SERVICES, LLC CRD 281516 | OH | $2.23B | — | State Street→ |
| C32 | EUKLES ASSET MANAGEMENT, LLC CRD 156649 | OH | $341.1M | 4 | LPL Financial→ |
| C31 | AEGON USA INVESTMENT MANAGEMENT, LLC CRD 114537 | IA | $88.80B | 1 | State Street→ |
| C28 | IDR INVESTMENT MANAGEMENT, LLC CRD 286208 | OH | $10.19B | — | State Street→ |
| C25 | BOYD WATTERSON ASSET MANAGEMENT, LLC CRD 107808 | OH | $18.81B | 18 | U.S. Bank→ |
| C15 | FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC CRD 307987 | IA | $256.0M | 5 | LPL Financial→ |
| C14 | NCT GP I, LLC CRD 163695 | OH | — | — | State Street→ |
| C14 | NCT GP II, LLC CRD 170439 | OH | — | — | State Street→ |
| C13 | NCT FUND MANAGEMENT, LLC CRD 163692 | OH | — | — | State Street→ |
