| A73 | BHK SECURITIES, LLC CRD 139665 | AL | $128.4M | 5 | Wells Fargo→ |
| B56 | BISCHOFF WEALTH MANAGEMENT GROUP, LLC CRD 171652 | IN | $222.0M | 1 | Wells Fargo→ |
| C49 | TONKA CAPITAL PARTNERS, LLC CRD 298336 | MN | $139.8M | 3 | Wells Fargo→ |
| C49 | HUNTER STREET PARTNERS, LP CRD 298142 | MN | $313.0M | — | U.S. Bank→ |
| C32 | STILLWATER ASSET MANAGEMENT, LLC CRD 288535 | MN | $701.4M | — | U.S. Bank→ |
| C32 | RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. CRD 107173 | MN | $104.49B | — | U.S. Bank→ |
| C32 | U.S. BANCORP ADVISORS, LLC CRD 14455 | MN | $1.80B | 50 | U.S. Bank→ |
| C31 | NORWEST CAPITAL ADVISORS, LLC CRD 323642 | MN | $3.84B | — | Wells Fargo→ |
| C28 | AXIOM FINANCIAL STRATEGIES GROUP, LLC CRD 306618 | IN | $404.1M | 6 | Wells Fargo→ |
| C28 | PETROS FAMILY WEALTH, LLC CRD 324059 | MN | $341.6M | 8 | Wells Fargo→ |
| C26 | CASTLELAKE, L.P. CRD 145165 | MN | $35.29B | 1 | U.S. Bank→ |
| C25 | 40/86 ADVISORS, INC. CRD 107740 | IN | $30.50B | — | U.S. Bank→ |
| C25 | SHOREVIEW INDUSTRIES V, LLC CRD 156686 | MN | $1.17B | — | U.S. Bank→ |
| C25 | U.S. BANCORP ASSET MANAGEMENT, INC. CRD 111912 | MN | $427.48B | — | U.S. Bank→ |
