| B56 | GRAND SLAM ASSET MANAGEMENT, LLC CRD 161122 | NJ | $35.0M | — | Wells Fargo→ |
| C43 | NATIONS FINANCIAL GROUP, INC. CRD 44181 | IA | $4.77B | 50 | Wells Fargo→ |
| C41 | MELODEON CAPITAL PARTNERS, LP CRD 300896 | FL | $340.6M | — | Wells Fargo→ |
| C40 | HENNION & WALSH ASSET MANAGEMENT, INC. CRD 126236 | NJ | $768.8M | 50 | Wells Fargo→ |
| C35 | ENCORE HOUSING OPPORTUNITY FUND INVESTMENT MANAGER, LLC CRD 159393 | FL | $679.5M | — | Wells Fargo→ |
| C34 | MITCHELL & PAHL PRIVATE WEALTH, LLC CRD 307625 | OK | $449.9M | 2 | Wells Fargo→ |
| C34 | CORRY CAPITAL ADVISORS, LLC CRD 165403 | FL | $2.01B | — | Wells Fargo→ |
| C32 | SUN CAPITAL ADVISORS, L.P. CRD 155109 | FL | $5.84B | — | Wells Fargo→ |
| C30 | DUBIN CLARK & COMPANY, INC CRD 282733 | FL | $425.2M | — | Wells Fargo→ |
| C29 | REDWOOD FINANCIAL PLANNING, LLC CRD 291250 | NJ | $388.8M | 4 | Wells Fargo→ |
| C28 | AMUNI FINANCIAL, INC. CRD 8365 | FL | $194.6M | 21 | Wells Fargo→ |
| C28 | ARGONAUT PRIVATE CAPITAL, LP CRD 283878 | OK | $3.01B | — | Wells Fargo→ |
| C26 | BAYVIEW ASSET MANAGEMENT, LLC CRD 157053 | FL | $64.21B | — | Wells Fargo→ |
| C25 | ELION PARTNERS, LLC CRD 170483 | FL | $1.41B | — | Wells Fargo→ |
| C25 | 3650 REIT INVESTMENT MANAGEMENT LLC CRD 286013 | FL | $2.43B | — | Wells Fargo→ |
| C24 | POETIC GROUP LLC CRD 293886 | NJ | $802.5M | — | Wells Fargo→ |
| C23 | FOURPATH CAPITAL MANAGEMENT, LLC CRD 313573 | OK | $1.06B | 6 | Wells Fargo→ |
| C23 | PRINCIPAL REAL ESTATE INVESTORS, LLC CRD 109008 | IA | $105.65B | — | Wells Fargo→ |
| C22 | WARREN EQUITY PARTNERS MANAGER, L.P. CRD 295903 | FL | $6.09B | — | Wells Fargo→ |
| C22 | SANDERS CAPITAL, LLC CRD 151480 | FL | $122.18B | 1 | Wells Fargo→ |
| C19 | WATERMARK GROUP, INC. CRD 108272 | NJ | $3.82B | — | Wells Fargo→ |
| C17 | HIDDEN HARBOR CAPITAL MANAGEMENT, L.P. CRD 285401 | FL | $2.24B | — | Wells Fargo→ |
