| B59 | SURIENCE PRIVATE WEALTH LLC CRD 313055 | WA | $124.0M | 2 | Wells Fargo→ |
| B56 | GRAND SLAM ASSET MANAGEMENT, LLC CRD 161122 | NJ | $35.0M | — | Wells Fargo→ |
| C50 | RICHARDS, MERRILL & PETERSON, INC. CRD 713 | WA | $643.6M | 12 | Wells Fargo→ |
| C43 | NATIONS FINANCIAL GROUP, INC. CRD 44181 | IA | $4.77B | 50 | Wells Fargo→ |
| C40 | HENNION & WALSH ASSET MANAGEMENT, INC. CRD 126236 | NJ | $768.8M | 50 | Wells Fargo→ |
| C34 | MITCHELL & PAHL PRIVATE WEALTH, LLC CRD 307625 | OK | $449.9M | 2 | Wells Fargo→ |
| C29 | REDWOOD FINANCIAL PLANNING, LLC CRD 291250 | NJ | $388.8M | 4 | Wells Fargo→ |
| C28 | ARGONAUT PRIVATE CAPITAL, LP CRD 283878 | OK | $3.01B | — | Wells Fargo→ |
| C25 | FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC CRD 170918 | WA | $256.0M | 4 | Wells Fargo→ |
| C24 | POETIC GROUP LLC CRD 293886 | NJ | $802.5M | — | Wells Fargo→ |
| C23 | FOURPATH CAPITAL MANAGEMENT, LLC CRD 313573 | OK | $1.06B | 6 | Wells Fargo→ |
| C23 | PRINCIPAL REAL ESTATE INVESTORS, LLC CRD 109008 | IA | $105.65B | — | Wells Fargo→ |
| C19 | WATERMARK GROUP, INC. CRD 108272 | NJ | $3.82B | — | Wells Fargo→ |
