SourcingSourcing

OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC

B53
CRD 140485·SEC 801-66692·NEW YORK, NY
AUM
$177.8M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$534K
@ 30% margin
Est. Deal Value
$4.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC
CRD
140485
SEC file #
801-66692
EIN
394234604
DBA names
—

Economics

AUM
$177.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$263.3M → $177.8M▼ -32%
Client mix
Pooled Investment Vehicles7

Operations

Employees (total)
9
Advisory staff (per ADV)
0
Advisory staff (5-yr trend)
—
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/30/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
7
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OPPENHEIMER ASSET MANAGEMENT INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
OPPENHEIMER ASSET MANAGEMENT INC.
LOWENTHAL, ROBERT, STEVEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002089310
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2025-10-06
Edgar Last Filing Date
2025-10-09
Edgar Form D Count
2
Edgar Form D Offerings
2025-10-092025-10-09 · 0002089310-25-000002
2025-10-062025-10-06 · 0002089310-25-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Bny Mellon18
E*trade4
Edgar Addresses
Mailing
85 BROAD STREET3RD FLOORNEW YORK, NY 10004
Business
85 BROAD STREET3RD FLOORNEW YORK, NY 10004
Edgar EIN
394234604
Edgar Recent Filings
D/A2025-10-09 · 0002089310-25-000002
D2025-10-06 · 0002089310-25-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
105559
Trust Company Affiliate
Yes

People (8)

8
OPPENHEIMER ASSET MANAGEMENT INC.
Direct Owner · 87.5%
105559
LOWENTHAL, ROBERT, STEVEN
Executive Officer · 2.5%
1639913
MCKIGNEY, BRYAN, EDWARD
Executive Officer · 2.5%
4293175
MCNAMARA, DENNIS, PATRICK
Executive Officer · 2.5%
2938486
Milina, Svetlana
Executive Officer · 2.5%
3089334
Valentino, Dominic, Thomas
Executive Officer · 2.5%
6940515
ROTH, BRIAN, ALAN
Executive Officer · 2.5%
1424322
Watkins, Brad, Michael
Executive Officer · 2.5%
6319251