| A73 | WHALEN CAPITAL, INC. CRD 130016 | WI | $75.1M | 8 | E*Trade→ |
| B64 | TAVERIK CAPITAL, LLC CRD 156594 | SC | $97.5M | 2 | Charles Schwab→ |
| B55 | NOVUS ADVISORS, LLC CRD 157908 | SC | $91.3M | 3 | Charles Schwab→ |
| B53 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC CRD 292786 | WI | $81.7M | — | E*Trade→ |
| B52 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC CRD 326646 | WI | $83.7M | — | E*Trade→ |
| C46 | SIMS CAPITAL MANAGEMENT LLC CRD 129398 | WI | $56.4M | 1 | Charles Schwab→ |
| C44 | ANTHONY CAPITAL MANAGEMENT, LLC CRD 312256 | WI | $37.9M | — | E*Trade→ |
| C40 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC CRD 269982 | WI | $22.4M | — | E*Trade→ |
| C38 | MODERN CAPITAL MANAGEMENT, CO. CRD 306631 | SC | $90.7M | 5 | Charles Schwab→ |
| C38 | PROSPERA FUNDS, INC. CRD 331765 | SC | $4.6M | 1 | E*Trade→ |
| C35 | COAST ADVISORY LLC CRD 340229 | WI | $0 | 1 | E*Trade→ |
| C34 | BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC CRD 145166 | WI | $1.3M | — | E*Trade→ |
| C32 | FRANCIS LLC CRD 130687 | WI | $0 | 17 | E*Trade→ |
| C31 | CMG WEALTH ADVISORS LLC CRD 340600 | WI | $0 | — | E*Trade→ |
| C30 | ISECTORS, LLC CRD 147589 | WI | $0 | 2 | E*Trade→ |
| C27 | MATTY AI INC. CRD 317016 | SC | $39K | 1 | E*Trade→ |
| C26 | WEALTH INTELLIGENTLY NAVIGATED, LLC CRD 340998 | SC | $0 | 2 | E*Trade→ |
| C15 | NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC CRD 2881 | WI | $0 | 50 | E*Trade→ |
| C13 | ETF MODEL SOLUTIONS, LLC CRD 168410 | WI | $18.1M | 10 | E*Trade→ |
