| C50 | PRIVATE CAPITAL ASSET MANAGEMENT LLC CRD 317930 | CT | $13.0M | — | Pershing→ |
| C44 | NEWDAY FUNDS, INC. CRD 174758 | CT | $6.5M | 2 | Charles Schwab→ |
| C41 | TSCG INVESTORS, LLC CRD 105525 | CT | $0 | — | E*Trade→ |
| C40 | JC CAPITAL ADVISORS GROUP LLC CRD 339298 | CT | $0 | 1 | E*Trade→ |
| C40 | PATHWAY FINANCIAL SOLUTIONS, INC. CRD 340594 | KS | $0 | 6 | E*Trade→ |
| C38 | COVE VIEW INVESTMENT PARTNERS, LLC CRD 339631 | CT | $0 | — | Morgan Stanley→ |
| C38 | REINOVA CAPITAL ADVISORS LLC CRD 340095 | CT | $0 | — | E*Trade→ |
| C38 | UBS FARMLAND INVESTORS LLC CRD 107754 | CT | $0 | — | E*Trade→ |
| C37 | ONEDIGITAL ASSET MANAGEMENT, LLC CRD 320608 | KS | $762K | — | Charles Schwab→ |
| C36 | USI SECURITIES, INC. CRD 43793 | CT | $0 | 50 | E*Trade→ |
| C36 | ANALYZE FUTURE LLC CRD 314583 | CT | $0 | — | E*Trade→ |
| C35 | TELOS PARTNERS LLC CRD 340922 | CT | $0 | 3 | E*Trade→ |
| C35 | XD FUND ADVISOR LLC CRD 328236 | CT | $415K | — | E*Trade→ |
| C35 | 37SPRUCE INVESTMENT PARTNERS, LLC CRD 340176 | CT | $0 | — | E*Trade→ |
| C33 | WALDO.AI, INC. CRD 336723 | CT | $0 | 1 | E*Trade→ |
| C31 | SANDERS BOOZE CAPITAL ADVISORS, LLC CRD 148651 | KS | $0 | 2 | E*Trade→ |
| C31 | NIGHT OWL CAPITAL CANADA, LLC CRD 338234 | CT | $0 | — | E*Trade→ |
| C31 | DEMARCHE ASSOCIATES INC CRD 105500 | KS | $0 | 9 | E*Trade→ |
| C29 | GRADIENT RIDGE CAPITAL, L.P. CRD 340497 | CT | $0 | — | E*Trade→ |
| C29 | FINTRON ADVISORS, LLC CRD 324052 | CT | $0 | — | Apex Clearing→ |
| C26 | FAIRLEAD STRATEGIES LLC CRD 341167 | CT | $0 | 3 | E*Trade→ |
| C26 | PRAIRIE ADVISORY, LLC CRD 339211 | KS | $0 | 9 | E*Trade→ |
| C25 | CCM NEW OPPORTUNITIES, LLC CRD 301887 | KS | $1.3M | 4 | E*Trade→ |
| C22 | BREACHER CAPITAL ADVISORS, LLC CRD 307943 | CT | $7.5M | — | Interactive Brokers→ |
| C19 | THE WINTHROP CORPORATION CRD 105273 | CT | $0 | — | E*Trade→ |
| C14 | MARINER WEALTH ADVISORS-IC, LLC CRD 289886 | KS | $0 | 50 | E*Trade→ |
