| B53 | SIIMPL, LLC CRD 311048 | MN | $0 | — | E*Trade→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| C47 | SWEATER INDUSTRIES LLC CRD 317749 | CO | $16.1M | — | E*Trade→ |
| C41 | ST. LOUIS FINANCIAL PLANNERS INC. CRD 105511 | MO | $5.7M | 3 | E*Trade→ |
| C40 | PATHWAY FINANCIAL SOLUTIONS, INC. CRD 340594 | KS | $0 | 6 | E*Trade→ |
| C39 | SAVVLY ADVISOR, LLC CRD 321125 | CO | $75K | 1 | E*Trade→ |
| C38 | CLOVERPOINT, LLC CRD 335407 | MN | $0 | — | E*Trade→ |
| C38 | CRESALTA INVESTMENT MANAGEMENT, INC. CRD 339872 | CO | $0 | — | E*Trade→ |
| C37 | ONEDIGITAL ASSET MANAGEMENT, LLC CRD 320608 | KS | $762K | — | Charles Schwab→ |
| C34 | VERA LAKE CAPITAL, LLC CRD 341142 | MN | $0 | 2 | E*Trade→ |
| C34 | INNOVEST PORTFOLIO SOLUTIONS LLC CRD 106110 | CO | $0 | 22 | E*Trade→ |
| C33 | PALADIN CAPITAL, LLC CRD 288037 | MN | $6.9M | 4 | Charles Schwab→ |
| C33 | SCIRE FUND III GP, LLC CRD 323864 | CO | $0 | — | E*Trade→ |
| C32 | CULTIVATE WEALTH PARTNERS LLC CRD 340314 | CO | $0 | 1 | E*Trade→ |
| C32 | U.S. INSTITUTIONAL CORPORATION CRD 135555 | MO | $0 | 1 | E*Trade→ |
| C31 | SANDERS BOOZE CAPITAL ADVISORS, LLC CRD 148651 | KS | $0 | 2 | E*Trade→ |
| C31 | QUEEQUEG & MUNGER, LLC CRD 341573 | MO | $0 | 9 | E*Trade→ |
| C31 | ADVISORY SOLUTIONS GROUP, LLC CRD 339919 | MN | $0 | 32 | E*Trade→ |
| C31 | DEMARCHE ASSOCIATES INC CRD 105500 | KS | $0 | 9 | E*Trade→ |
| C31 | WAYZATA INVESTMENT PARTNERS LLC CRD 132046 | MN | $9.4M | 3 | JPMorgan→ |
| C30 | CHRISTENSEN GROUP FINANCIAL, LLC CRD 318144 | MN | $24.8M | 5 | Altruist→ |
| C30 | STANDARD VALUATIONS INC CRD 112413 | MN | $0 | 1 | E*Trade→ |
| C30 | ASK DOLLY, LLC CRD 337843 | CO | $0 | 1 | E*Trade→ |
| C29 | UMB FINANCIAL SERVICES, INC. CRD 17073 | MO | $5.0M | 50 | E*Trade→ |
| C29 | MIDBRIDGE ADVISORS LP CRD 330056 | CO | $0 | — | E*Trade→ |
| C28 | COMMERCIAL TRUST WEALTH MANAGEMENT, LLC CRD 337704 | MO | $0 | 5 | E*Trade→ |
| C28 | EC VENTURES V LLC CRD 340444 | CO | $0 | 2 | E*Trade→ |
| C27 | GBG WEALTH MANAGEMENT LLC CRD 333368 | CO | $23.8M | 4 | E*Trade→ |
| C26 | INTYCE, LLC CRD 291897 | MO | $0 | — | E*Trade→ |
| C26 | GALLACHER CAPITAL LLC CRD 339154 | CO | $0 | — | E*Trade→ |
| C26 | APPLIED QUANTITATIVE INVESTMENTS LLC CRD 339159 | CO | $0 | — | E*Trade→ |
| C26 | PRAIRIE ADVISORY, LLC CRD 339211 | KS | $0 | 9 | E*Trade→ |
| C25 | CCM NEW OPPORTUNITIES, LLC CRD 301887 | KS | $1.3M | 4 | E*Trade→ |
| C25 | FREIF ADVISORS LLC CRD 340426 | CO | $0 | — | E*Trade→ |
| C24 | CLASS VI VENTURES, LLC CRD 328904 | CO | $14.9M | 3 | Charles Schwab→ |
| C23 | LOCKTON INVESTMENT ADVISORS, LLC CRD 144133 | MO | $0 | 23 | E*Trade→ |
| C22 | MONTICELLO ASSOCIATES, LLC CRD 107392 | CO | $0 | — | E*Trade→ |
| C21 | MAGNIFI LLC CRD 309397 | CO | $2.1M | — | E*Trade→ |
| C14 | MARINER WEALTH ADVISORS-IC, LLC CRD 289886 | KS | $0 | 50 | E*Trade→ |