| B53 | SIIMPL, LLC CRD 311048 | MN | $0 | — | E*Trade→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| C44 | MAUNEY-PITT FINANCIAL MANAGEMENT, INC. CRD 337870 | NC | $0 | 2 | Raymond James→ |
| C42 | US FINANCIAL PLANNERS, LLC CRD 337484 | NC | $0 | — | E*Trade→ |
| C39 | INNOVATION PARTNERS LLC. CRD 146344 | NC | $21.7M | 50 | E*Trade→ |
| C39 | IFC INVESTMENT MANAGEMENT, LLC CRD 305377 | NC | $0 | — | E*Trade→ |
| C38 | CLOVERPOINT, LLC CRD 335407 | MN | $0 | — | E*Trade→ |
| C34 | VERA LAKE CAPITAL, LLC CRD 341142 | MN | $0 | 2 | E*Trade→ |
| C33 | PALADIN CAPITAL, LLC CRD 288037 | MN | $6.9M | 4 | Charles Schwab→ |
| C31 | ADVISORY SOLUTIONS GROUP, LLC CRD 339919 | MN | $0 | 32 | E*Trade→ |
| C31 | WAYZATA INVESTMENT PARTNERS LLC CRD 132046 | MN | $9.4M | 3 | JPMorgan→ |
| C30 | CHRISTENSEN GROUP FINANCIAL, LLC CRD 318144 | MN | $24.8M | 5 | Altruist→ |
| C30 | STANDARD VALUATIONS INC CRD 112413 | MN | $0 | 1 | E*Trade→ |
| C26 | HAVEN CAPITAL ADVISORS, LLC CRD 338419 | NC | $5.4M | 1 | E*Trade→ |
| C25 | VESTED FINANCE INC. CRD 299272 | NC | $0 | 1 | E*Trade→ |
| C24 | SCHOLAR FINANCIAL ADVISING, LLC CRD 298968 | NC | $0 | 4 | E*Trade→ |
