| C44 | MAUNEY-PITT FINANCIAL MANAGEMENT, INC. CRD 337870 | NC | $0 | 2 | Raymond James→ |
| C42 | US FINANCIAL PLANNERS, LLC CRD 337484 | NC | $0 | — | E*Trade→ |
| C40 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC CRD 269982 | WI | $22.4M | — | E*Trade→ |
| C39 | INNOVATION PARTNERS LLC. CRD 146344 | NC | $21.7M | 50 | E*Trade→ |
| C39 | IFC INVESTMENT MANAGEMENT, LLC CRD 305377 | NC | $0 | — | E*Trade→ |
| C35 | COAST ADVISORY LLC CRD 340229 | WI | $0 | 1 | E*Trade→ |
| C34 | BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC CRD 145166 | WI | $1.3M | — | E*Trade→ |
| C32 | FRANCIS LLC CRD 130687 | WI | $0 | 17 | E*Trade→ |
| C31 | CMG WEALTH ADVISORS LLC CRD 340600 | WI | $0 | — | E*Trade→ |
| C30 | ISECTORS, LLC CRD 147589 | WI | $0 | 2 | E*Trade→ |
| C26 | HAVEN CAPITAL ADVISORS, LLC CRD 338419 | NC | $5.4M | 1 | E*Trade→ |
| C25 | VESTED FINANCE INC. CRD 299272 | NC | $0 | 1 | E*Trade→ |
| C24 | SCHOLAR FINANCIAL ADVISING, LLC CRD 298968 | NC | $0 | 4 | E*Trade→ |
| C15 | NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC CRD 2881 | WI | $0 | 50 | E*Trade→ |
| C13 | ETF MODEL SOLUTIONS, LLC CRD 168410 | WI | $18.1M | 10 | E*Trade→ |
