| C45 | OXFORD HARRIMAN HOLDINGS ADV LLC CRD 340313 | IN | $0 | — | E*Trade→ |
| C42 | MOSAIC WEALTH MANAGEMENT LLC CRD 340681 | IN | $0 | 2 | Raymond James→ |
| C41 | ST. LOUIS FINANCIAL PLANNERS INC. CRD 105511 | MO | $5.7M | 3 | E*Trade→ |
| C40 | CAPITAL CITIES, LLC CRD 122916 | IN | $0 | 11 | E*Trade→ |
| C35 | CXI ADVISORS, LLC CRD 301321 | IN | $0 | — | E*Trade→ |
| C32 | TRUEDGE ASSET MANAGEMENT LLC CRD 323442 | IN | $0 | 3 | E*Trade→ |
| C32 | U.S. INSTITUTIONAL CORPORATION CRD 135555 | MO | $0 | 1 | E*Trade→ |
| C31 | QUEEQUEG & MUNGER, LLC CRD 341573 | MO | $0 | 9 | E*Trade→ |
| C29 | UMB FINANCIAL SERVICES, INC. CRD 17073 | MO | $5.0M | 50 | E*Trade→ |
| C29 | MINDSET ASSET MANAGEMENT, LLC CRD 338530 | IN | $0 | 4 | E*Trade→ |
| C28 | COMMERCIAL TRUST WEALTH MANAGEMENT, LLC CRD 337704 | MO | $0 | 5 | E*Trade→ |
| C27 | CAPSTONE WEALTH MANAGEMENT GROUP, INC. CRD 340135 | OR | $0 | 6 | E*Trade→ |
| C26 | INTYCE, LLC CRD 291897 | MO | $0 | — | E*Trade→ |
| C23 | LOCKTON INVESTMENT ADVISORS, LLC CRD 144133 | MO | $0 | 23 | E*Trade→ |
| C20 | ICON FINANCIAL SERVICES LLC CRD 306816 | OR | $19.7M | 3 | E*Trade→ |
