| B57 | 1787FP INVESTMENT SERVICES, LLC CRD 328273 | VA | $9.1M | — | E*Trade→ |
| C45 | TRADERS A.I., INC. CRD 331700 | VA | $774K | — | E*Trade→ |
| C44 | MAUNEY-PITT FINANCIAL MANAGEMENT, INC. CRD 337870 | NC | $0 | 2 | Raymond James→ |
| C42 | US FINANCIAL PLANNERS, LLC CRD 337484 | NC | $0 | — | E*Trade→ |
| C39 | INNOVATION PARTNERS LLC. CRD 146344 | NC | $21.7M | 50 | E*Trade→ |
| C39 | C4M GLOBAL ADVISORS LLC CRD 326942 | VA | $16.3M | — | E*Trade→ |
| C39 | IFC INVESTMENT MANAGEMENT, LLC CRD 305377 | NC | $0 | — | E*Trade→ |
| C38 | HARVEST APP LLC CRD 338019 | VA | $0 | 1 | E*Trade→ |
| C34 | MRWM CAPITAL MANAGEMENT, LLC CRD 336384 | TN | $8.8M | 2 | E*Trade→ |
| C34 | EDWIN T. BURTON, INC. CRD 293796 | VA | $0 | — | E*Trade→ |
| C33 | GREENWOOD PINE PARTNERS, LLC CRD 314679 | TN | $22.9M | — | Shareholders Service Group→ |
| C33 | LEGACY WEALTH ADVISOR LLC CRD 334697 | VA | $0 | — | E*Trade→ |
| C32 | RESPOND.COM, INC. CRD 321249 | VA | $0 | — | E*Trade→ |
| C28 | SAGEPOINT CAPITAL PARTNERS LLC CRD 339742 | TN | $0 | 3 | E*Trade→ |
| C26 | JB WEALTH ADVISORS LLC CRD 328441 | TN | $0 | 1 | E*Trade→ |
| C26 | HAVEN CAPITAL ADVISORS, LLC CRD 338419 | NC | $5.4M | 1 | E*Trade→ |
| C25 | VESTED FINANCE INC. CRD 299272 | NC | $0 | 1 | E*Trade→ |
| C24 | SCHOLAR FINANCIAL ADVISING, LLC CRD 298968 | NC | $0 | 4 | E*Trade→ |
| C24 | SUMMIT CAPITAL SOLUTIONS LLC CRD 281478 | TN | $0 | 3 | E*Trade→ |
| C23 | ALLIANCEBERNSTEIN HOLDING L.P. CRD 106998 | TN | $0 | — | E*Trade→ |
| C23 | SAVVY FINANCIAL, INC. CRD 304337 | TN | $1.9M | 1 | E*Trade→ |
| C22 | RETIREMENT RESEARCHER, LLC CRD 297379 | VA | $0 | 2 | E*Trade→ |
| C20 | SIMA RETIREMENT SOLUTIONS, LLC CRD 286030 | VA | $0 | 5 | E*Trade→ |