| B62 | JMK & ASSOCIATES, LLC CRD 312760 | WA | $268.4M | 1 | LPL Financial→ |
| B59 | LOVE YOUR LIFE LLC DBA FREEDOM ASSET MANAGEMENT CRD 335660 | WA | $142.0M | 1 | LPL Financial→ |
| B55 | NORTHWEST WEALTH ADVISORS, LLC CRD 327641 | WA | $304.5M | 6 | LPL Financial→ |
| B54 | TWEEDY, BROWNE COMPANY LLC CRD 6857 | CT | $7.13B | 9 | BNY Mellon→ |
| B53 | 917 ADVISORY SERVICES LLC CRD 331476 | WA | $167.5M | 3 | LPL Financial→ |
| C46 | K2/D&S MANAGEMENT CO., L.L.C. CRD 123826 | CT | $6.53B | — | BNY Mellon→ |
| C44 | EXCEL WEALTH MANAGEMENT, LLC CRD 299602 | CT | $310.5M | 5 | LPL Financial→ |
| C39 | BOONE WEALTH ADVISORS, LLC CRD 116682 | WA | $506.8M | 4 | LPL Financial→ |
| C39 | SILVER CREEK CAPITAL MANAGEMENT LLC CRD 122966 | WA | $122.5M | — | BNY Mellon→ |
| C35 | SNIDER RETIREMENT STRATEGIES, INC. CRD 117392 | WA | $549.7M | 9 | LPL Financial→ |
| C35 | AST INVESTMENT SERVICES, INC. CRD 108897 | CT | $91.47B | — | BNY Mellon→ |
| C35 | DUKE FUNDING MANAGEMENT, L.L.C. CRD 117590 | CT | $126.9M | — | BNY Mellon→ |
| C33 | WARNER GROUP LLC CRD 334877 | CT | $458.5M | 8 | LPL Financial→ |
| C33 | AMG FUNDS LLC CRD 153456 | CT | $18.25B | 7 | BNY Mellon→ |
| C32 | HARDMAN JOHNSTON GLOBAL ADVISORS LLC CRD 112500 | CT | $8.77B | 2 | BNY Mellon→ |
| C31 | BENSLER, LLC CRD 310849 | WA | $1.94B | 32 | LPL Financial→ |
| C30 | AXA INVESTMENT MANAGERS US INC CRD 113608 | CT | $79.24B | — | BNY Mellon→ |
| C29 | FELLOWSHIP FINANCIAL PLANNING, LLC CRD 330347 | WA | $465.3M | 6 | LPL Financial→ |
| C26 | SILVER CREEK ADVISORY PARTNERS LLC CRD 156667 | WA | $10.20B | — | BNY Mellon→ |
| C25 | LONG PATH PARTNERS, LP CRD 299053 | CT | $1.73B | — | BNY Mellon→ |
| C25 | HUDSON STRUCTURED CAPITAL MANAGEMENT LTD. CRD 282919 | CT | $4.03B | — | BNY Mellon→ |
| C22 | VIRTUS FIXED INCOME ADVISERS, LLC CRD 146029 | CT | $34.91B | 4 | BNY Mellon→ |
| C22 | ELLINGTON GLOBAL ASSET MANAGEMENT, LLC CRD 141772 | CT | $9.18B | — | BNY Mellon→ |
| C22 | MC CREDIT PARTNERS LP CRD 167929 | CT | $4.94B | — | BNY Mellon→ |
| C22 | STONE POINT CREDIT ADVISER LLC CRD 310377 | CT | $11.13B | — | BNY Mellon→ |
| C22 | TRUEWEALTH FINANCIAL PARTNERS, LLC CRD 316079 | WA | $273.7M | 5 | LPL Financial→ |
| C21 | CANNAE PORTFOLIO ADVISORS, LLC CRD 310606 | CT | $859.4M | — | BNY Mellon→ |
| C20 | WASHINGTON CAPITAL MANAGEMENT INC CRD 105253 | WA | $7.40B | 6 | BNY Mellon→ |
| C17 | INVESCO MANAGED ACCOUNTS, LLC CRD 154461 | WA | $31.28B | 16 | LPL Financial→ |
| C17 | CROSS OCEAN PARTNERS MANAGEMENT LP CRD 285340 | CT | $6.29B | — | BNY Mellon→ |
