| B53 | EVEN HERD LLC CRD 329728 | OK | $55.9M | — | E*Trade→ |
| B52 | ARCHAMBO FINANCIAL ADVISORS, INC. CRD 129927 | OK | $163.1M | 7 | E*Trade→ |
| B51 | ACCESS FINANCIAL RESOURCES INC. CRD 109495 | OK | $410.6M | 7 | E*Trade→ |
| B51 | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. CRD 13609 | IA | $906.4M | 50 | E*Trade→ |
| B50 | SPUR CAPITAL PARTNERS, LLC CRD 115959 | OK | $879.9M | — | E*Trade→ |
| C49 | DRAWBRIDGE CAPITAL, LLC CRD 128636 | OK | $224.6M | 6 | E*Trade→ |
| C47 | PLAN2THRIVE FINANCIAL, LLC CRD 317005 | IA | $147.5M | 3 | E*Trade→ |
| C46 | BFC PLANNING, INC. CRD 119682 | IA | $3.84B | 50 | E*Trade→ |
| C42 | BALLAST CAPITAL ADVISORS LLC CRD 282369 | IA | $328.7M | 3 | E*Trade→ |
| C41 | CORPORATE CONSULTING GROUP, INC. CRD 123761 | OK | $240.8M | 1 | E*Trade→ |
| C39 | AEGON USA REALTY ADVISORS, LLC CRD 286438 | IA | $394.5M | — | E*Trade→ |
| C38 | F.I.G. FINANCIAL ADVISORY SERVICES, INC. CRD 105506 | OK | $162.4M | 3 | E*Trade→ |
| C38 | BISON CAPITAL GROUP, LLC CRD 315170 | OK | $306.2M | — | E*Trade→ |
| C38 | DMKC ADVISORY SERVICES, LLC CRD 145112 | IA | $902.5M | 11 | E*Trade→ |
| C36 | AOT INVEST LLC CRD 319016 | IA | $93.9M | 1 | E*Trade→ |
| C35 | TAO PRIVATE WEALTH, LLC CRD 340979 | OK | $0 | — | E*Trade→ |
| C34 | VAN METER ASSOCIATES, LLC CRD 134191 | IA | — | 2 | E*Trade→ |
| C32 | HUMPHREYS CAPITAL, LLC CRD 309323 | OK | $252.4M | — | E*Trade→ |
| C31 | DES MOINES INVESTMENTS, LLC CRD 146322 | IA | $246.0M | 3 | E*Trade→ |
| C30 | BTC CAPITAL MANAGEMENT, INC. CRD 127158 | IA | $4.60B | 22 | E*Trade→ |
| C27 | BINNACLE INVESTMENTS, INC. CRD 313185 | IA | $264.1M | 5 | E*Trade→ |
| C27 | ALPHABIT INVESTMENTS, LLC CRD 334827 | IA | $7.7M | 2 | E*Trade→ |
| C26 | SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC CRD 321109 | IA | $122.05B | — | E*Trade→ |
| C25 | FBL WEALTH MANAGEMENT, LLC CRD 291396 | IA | $9.2M | 50 | E*Trade→ |
| C23 | RETIREMENT INVESTMENT ADVISORS INC CRD 106316 | OK | $1.49B | 8 | E*Trade→ |
| C23 | PRINCIPAL ADVISED SERVICES, LLC CRD 297324 | IA | $1.42B | 50 | E*Trade→ |
| C19 | ROBERT WILLIAM GAY CRD 168880 | OK | — | — | E*Trade→ |
| C19 | SITUSAMC REAL ESTATE VALUATION SERVICES, LLC CRD 106747 | IA | $0 | — | E*Trade→ |
| C19 | WARWICK INVESTMENT GROUP, LLC CRD 226670 | OK | $2.05B | — | E*Trade→ |
| C14 | KJLK & CO. CRD 329634 | OK | — | — | E*Trade→ |
| C13 | COMPASS COACHING AND CONSULTING, LLC CRD 327213 | OK | — | 1 | E*Trade→ |
| C12 | AMERICAN VALUE CAPITAL CRD 174345 | OK | — | — | E*Trade→ |
| C12 | VARSITY FINANCIAL CRD 323366 | OK | — | — | E*Trade→ |
| C12 | CAVANAL HILL INVESTMENT MANAGEMENT, INC. CRD 110774 | OK | $15.23B | 33 | E*Trade→ |
| C9 | CAPTION MANAGEMENT, LLC CRD 173841 | OK | $3.41B | — | E*Trade→ |