| A65 | NEW ENGLAND SCHOONER, INC. CRD 129552 | MA | $165.2M | 4 | Pershing→ |
| B62 | IBS CAPITAL LLC CRD 160585 | MA | $123.0M | — | Pershing→ |
| C46 | VIMA, LLC CRD 148833 | MI | $229.5M | 12 | Pershing→ |
| C45 | J.W. KORTH & COMPANY, LIMITED PARTNERSHIP CRD 26455 | MI | $228.7M | 17 | Pershing→ |
| C41 | POINTE CAPITAL MANAGEMENT LLC CRD 152520 | MI | $452.3M | 6 | Pershing→ |
| C41 | BEATON MANAGEMENT CO INC CRD 104728 | MA | $445.7M | — | Pershing→ |
| C40 | THE NEMES RUSH GROUP, LLC CRD 312554 | MI | $1.62B | 8 | Pershing→ |
| C39 | 71 WEST CAPITAL PARTNERS, LLC CRD 338756 | MA | $5.51B | 6 | Pershing→ |
| C38 | KANAME CAPITAL, L.P. CRD 300565 | MA | $319.7M | — | Pershing→ |
| C36 | USA FINANCIAL SECURITIES LLC CRD 103857 | MI | $296.5M | 50 | Pershing→ |
| C33 | GUIDESTREAM FINANCIAL, INC. CRD 150890 | MI | $263.5M | 5 | Pershing→ |
| C30 | MOODY ALDRICH PARTNERS, LLC CRD 106920 | MA | $864.3M | 2 | Pershing→ |
| C30 | SCHECHTER PRIVATE CAPITAL, LLC CRD 289491 | MI | $171.7M | — | Pershing→ |
| C27 | WELL DONE, LLC CRD 173736 | MI | $2.00B | 20 | Pershing→ |
| C24 | RETIREMENT INCOME SOLUTIONS, INC. CRD 110145 | MI | $2.97B | 16 | Pershing→ |
| C24 | JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC CRD 174433 | MA | $2.20B | 50 | Pershing→ |
| C20 | BOLTON SECURITIES CORP CRD 129376 | MA | $8.28B | 50 | Pershing→ |
| C20 | CRAWFORD FUND MANAGEMENT, LLC CRD 158659 | MA | $356.1M | 3 | Pershing→ |
