| A73 | BHK SECURITIES, LLC CRD 139665 | AL | $128.4M | 5 | Wells Fargo→ |
| C49 | ARCHWAY WEALTH MANAGEMENT, LLC CRD 326816 | MO | $345.7M | 3 | Wells Fargo→ |
| C47 | CHICKASAW CAPITAL MANAGEMENT, LLC CRD 127398 | TN | $2.55B | 14 | U.S. Bank→ |
| C44 | HARBOUR GROUP INDUSTRIES, INC. CRD 160634 | MO | $448.3M | — | U.S. Bank→ |
| C41 | WORTHINGTON CAPITAL MANAGEMENT, LLC CRD 305391 | TN | $41.2M | — | U.S. Bank→ |
| C37 | WELLS FARGO CLEARING SERVICES, LLC CRD 19616 | MO | $671.42B | 50 | Wells Fargo→ |
| C36 | BRADY FAMILY WEALTH, LLC CRD 315635 | MO | $312.7M | 3 | Wells Fargo→ |
| C36 | TRUENORTH WEALTH & IMPACT, LLC CRD 321238 | MO | $456.2M | 3 | Wells Fargo→ |
| C33 | AB BROADLY SYNDICATED LOAN MANAGER LLC CRD 308135 | TN | $2.62B | — | U.S. Bank→ |
| C28 | CONFLUENCE INVESTMENT MANAGEMENT LLC CRD 146019 | MO | $6.72B | 8 | Wells Fargo→ |
| C23 | FOURTHSTONE LLC CRD 169067 | MO | $1.22B | — | Wells Fargo→ |
| C23 | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC CRD 11025 | MO | $252.25B | 50 | Wells Fargo→ |
| C22 | THOMPSON STREET CAPITAL MANAGER LLC CRD 156679 | MO | $4.57B | — | U.S. Bank→ |
| C21 | COURAGE CAPITAL MANAGEMENT, LLC CRD 130449 | TN | $1.45B | — | U.S. Bank→ |
