| A70 | O'CONNOR WEALTH MANAGEMENT, INC. CRD 152316 | CA | $179.1M | 2 | Wells Fargo→ |
| B65 | TICINO WEALTH LLC CRD 335808 | CA | $400.2M | 3 | Wells Fargo→ |
| B59 | SURIENCE PRIVATE WEALTH LLC CRD 313055 | WA | $124.0M | 2 | Wells Fargo→ |
| B55 | SYRIOS WEALTH MANAGEMENT GROUP, INC. CRD 332139 | CA | $424.6M | 2 | Wells Fargo→ |
| B55 | INFANGER INVESTMENT TECHNOLOGY, LLC CRD 112328 | CA | $494.9M | 1 | Wells Fargo→ |
| B55 | THE GORES GROUP, LLC CRD 160598 | CA | $287.2M | — | U.S. Bank→ |
| B53 | LEGION PARTNERS ASSET MANAGEMENT, LLC CRD 164136 | CA | $200.9M | 3 | Wells Fargo→ |
| C50 | VIRGO INVESTMENT GROUP LLC CRD 157297 | CA | $857.4M | — | Wells Fargo→ |
| C50 | RICHARDS, MERRILL & PETERSON, INC. CRD 713 | WA | $643.6M | 12 | Wells Fargo→ |
| C47 | PACIFIC INCOME ADVISERS INC CRD 104719 | CA | $2.25B | 5 | Wells Fargo→ |
| C46 | OAK ASSET MANAGEMENT, LLC CRD 287856 | CA | $413.8M | 4 | Wells Fargo→ |
| C45 | SVOF/MM, LLC CRD 132205 | CA | $16.4M | — | U.S. Bank→ |
| C41 | FALCON BRIDGE CAPITAL II, LLC CRD 156661 | CA | $192.7M | 3 | U.S. Bank→ |
| C40 | FLYWHEEL PRIVATE WEALTH LLC CRD 325690 | CA | $415.0M | 2 | Wells Fargo→ |
| C40 | VILA, LLC CRD 307186 | CA | $286.5M | — | Wells Fargo→ |
| C38 | POST ADVISORY GROUP, LLC CRD 108860 | CA | $13.07B | — | U.S. Bank→ |
| C36 | HACKMAN CAPITAL PARTNERS, LLC CRD 314721 | CA | $1.19B | — | Wells Fargo→ |
| C36 | YUCAIPA MASTER MANAGER, LLC CRD 158216 | CA | $1.49B | — | U.S. Bank→ |
| C35 | PRESTON CAPITAL LLC CRD 328417 | CA | $1.05B | — | Wells Fargo→ |
| C35 | IFC ADVISORS LLC CRD 332157 | CA | $2.34B | 9 | Wells Fargo→ |
| C34 | ATALA FINANCIAL INC CRD 318371 | CA | $370.7M | 2 | Wells Fargo→ |
| C34 | SENTINEL ROCK REALTY TRUST INC. CRD 337421 | CA | $273.5M | — | Wells Fargo→ |
| C33 | BISON CAPITAL ASSET MANAGEMENT, LLC CRD 160562 | CA | $962.5M | — | Wells Fargo→ |
| C32 | MOMENT PARTNERS, LLC CRD 332691 | CA | $1.19B | 4 | Wells Fargo→ |
| C31 | CWS CAPITAL PARTNERS LLC CRD 166871 | CA | $268.4M | 7 | Wells Fargo→ |
| C29 | FFL PARTNERS, LLC CRD 156980 | CA | $4.11B | — | Wells Fargo→ |
| C28 | PACIFIC PRIVATE FUND ADVISORS LLC CRD 168830 | CA | $12.24B | — | Wells Fargo→ |
| C28 | HALSEYPOINT ASSET MANAGEMENT, LLC CRD 305194 | CA | $4.51B | — | U.S. Bank→ |
| C26 | HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC CRD 114649 | CA | $36.93B | 2 | U.S. Bank→ |
| C26 | VOLEON CAPITAL MANAGEMENT LP CRD 147443 | CA | $29.38B | — | Wells Fargo→ |
| C26 | PRIME FINANCE ADVISOR, L.P. CRD 159971 | CA | $22.22B | — | Wells Fargo→ |
| C26 | WILSHIRE ADVISORS LLC CRD 6210 | CA | $149.10B | 1 | U.S. Bank→ |
| C25 | FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC CRD 170918 | WA | $256.0M | 4 | Wells Fargo→ |
| C25 | CALTIUS CAPITAL MANAGEMENT, LP CRD 157007 | CA | $1.06B | — | U.S. Bank→ |
| C25 | WHITMAN/PETERSON, LLC CRD 296087 | CA | $2.37B | — | Wells Fargo→ |
| C25 | PERMIRA CREDIT LLC CRD 330996 | CA | $1.34B | — | U.S. Bank→ |
| C25 | NEW FORESTS INC. CRD 165267 | CA | $981.9M | — | Wells Fargo→ |
| C24 | SABAL INVESTMENT ADVISORS, LLC CRD 169572 | CA | $5.83B | — | Wells Fargo→ |
| C24 | UNISON INVESTMENT MANAGEMENT, LLC CRD 150893 | CA | $1.61B | — | U.S. Bank→ |
| C22 | SHAMROCK CAPITAL ADVISORS, LLC CRD 153100 | CA | $6.72B | — | Wells Fargo→ |
| C22 | LEONARD GREEN & PARTNERS, L.P. CRD 158164 | CA | $85.60B | — | Wells Fargo→ |
| C22 | STEPSTONE GROUP REAL ASSETS LP CRD 281695 | CA | $33.10B | — | Wells Fargo→ |
| C22 | WOODWARD DIVERSIFIED CAPITAL, LLC CRD 306299 | CA | $609.8M | 4 | Wells Fargo→ |
| C21 | TCW PT MANAGEMENT COMPANY LLC CRD 333068 | CA | $2.70B | — | U.S. Bank→ |
| C21 | FIVE ARROWS MANAGERS NORTH AMERICA LLC CRD 136191 | CA | $3.37B | — | U.S. Bank→ |
| C19 | SEIDLER KUTSENDA MANAGEMENT COMPANY, LLC CRD 156909 | CA | $5.94B | — | U.S. Bank→ |
| C19 | TOWERPOINT WEALTH, LLC CRD 288593 | CA | $561.3M | 5 | Wells Fargo→ |
| C17 | ARC70 ADVISERS LP CRD 288087 | CA | $1.90B | — | Wells Fargo→ |
| C17 | CAPROCK PARTNERS MANAGEMENT, INC. CRD 296925 | CA | $1.52B | — | Wells Fargo→ |
| C14 | FPA REAL ESTATE ADVISERS GROUP, LLC CRD 288195 | CA | $7.97B | — | Wells Fargo→ |
