| A75 | MERRITHEW & THORSTEN, INC. CRD 133563 | CA | $155.0M | 2 | Pershing→ |
| A70 | O'CONNOR WEALTH MANAGEMENT, INC. CRD 152316 | CA | $179.1M | 2 | Wells Fargo→ |
| A68 | EMBARCADERO FINANCIAL INVESTMENT ADVISORY, LLC CRD 140929 | CA | $169.8M | 2 | Pershing→ |
| A66 | THE PUTNEY FINANCIAL GROUP LLC CRD 111639 | CA | $205.4M | 6 | Pershing→ |
| B65 | TICINO WEALTH LLC CRD 335808 | CA | $400.2M | 3 | Wells Fargo→ |
| B64 | PHILLIP B. WHITE CO., INC. CRD 300623 | CA | $318.7M | 2 | Pershing→ |
| B58 | ASL FINANCIAL, LLC CRD 115479 | CA | $186.7M | 1 | Pershing→ |
| B58 | EVERY SECURITIES LLC CRD 333167 | CA | $122.7M | — | Pershing→ |
| B56 | ENGAGED CAPITAL, LLC CRD 161251 | CA | $432.3M | — | Pershing→ |
| B56 | FELL CAPITAL MANAGEMENT CRD 104986 | CA | $161.8M | 1 | Pershing→ |
| B55 | SYRIOS WEALTH MANAGEMENT GROUP, INC. CRD 332139 | CA | $424.6M | 2 | Wells Fargo→ |
| B55 | INFANGER INVESTMENT TECHNOLOGY, LLC CRD 112328 | CA | $494.9M | 1 | Wells Fargo→ |
| B55 | AVISEN ADVISORS, LLC CRD 113791 | CA | $389.0M | 10 | Pershing→ |
| B53 | LEGION PARTNERS ASSET MANAGEMENT, LLC CRD 164136 | CA | $200.9M | 3 | Wells Fargo→ |
| B53 | COMPASS CAPITAL MANAGEMENT, LLC CRD 150170 | OK | $119.0M | 3 | Pershing→ |
| B51 | TRIANGLE PEAK PARTNERS, LP CRD 147917 | CA | $271.9M | — | Pershing→ |
| C50 | VIRGO INVESTMENT GROUP LLC CRD 157297 | CA | $857.4M | — | Wells Fargo→ |
| C50 | TED BUCHAN & COMPANY, LLC CRD 140722 | CA | $413.2M | 2 | Pershing→ |
| C50 | BARRIER CAPITAL MANAGEMENT, LLC CRD 312294 | CA | $136.0M | — | Pershing→ |
| C48 | GALLIOTT CAPITAL ADVISORS, LLC CRD 313094 | CA | $249.0M | 4 | Pershing→ |
| C47 | PACIFIC INCOME ADVISERS INC CRD 104719 | CA | $2.25B | 5 | Wells Fargo→ |
| C47 | WAGNER LOFTIN INVESTMENT SERVICES LLC CRD 109770 | CA | $396.4M | 6 | Pershing→ |
| C46 | GREENSTONE PARTNERS, LLC CRD 136566 | CA | $499.3M | — | Pershing→ |
| C46 | OAK ASSET MANAGEMENT, LLC CRD 287856 | CA | $413.8M | 4 | Wells Fargo→ |
| C45 | OLISTICO WEALTH, LLC CRD 315028 | OK | $371.5M | 4 | Pershing→ |
| C44 | AUDENT GLOBAL ASSET MANAGEMENT, LLC CRD 308166 | CA | $452.3M | 4 | Pershing→ |
| C43 | NATIONS FINANCIAL GROUP, INC. CRD 44181 | IA | $4.77B | 50 | Wells Fargo→ |
| C42 | ARGOS GLOBAL ADVISORS, LLC CRD 287672 | CA | $13.0M | 3 | Pershing→ |
| C42 | ARTA FINANCE WEALTH MANAGEMENT, LLC CRD 318714 | CA | $153.4M | 3 | Pershing→ |
| C42 | POTRERO CAPITAL RESEARCH, LLC CRD 125909 | CA | $419.6M | — | Pershing→ |
| C42 | WESTERLY CAPITAL MANAGEMENT LLC CRD 140089 | CA | $488.9M | — | Pershing→ |
| C42 | PROSSER CREEK ASSET MANAGEMENT LLC CRD 318883 | CA | $266.7M | — | Pershing→ |
| C41 | CRUX WEALTH ADVISORS CRD 330731 | CA | $547.7M | 11 | Pershing→ |
| C40 | FLYWHEEL PRIVATE WEALTH LLC CRD 325690 | CA | $415.0M | 2 | Wells Fargo→ |
| C40 | JACKSON SQUARE CAPITAL, LLC CRD 300314 | CA | $564.3M | 5 | Pershing→ |
| C40 | TOP TIER CAPITAL PARTNERS, LLC CRD 144546 | CA | $7.27B | — | Pershing→ |
| C40 | BOK FINANCIAL SECURITIES, INC. CRD 17530 | OK | $1.06B | 50 | Pershing→ |
| C40 | VILA, LLC CRD 307186 | CA | $286.5M | — | Wells Fargo→ |
| C40 | BANYAN TREE ASSET MANAGEMENT, LLC CRD 168384 | CA | $1.03B | 3 | Pershing→ |
| C40 | GKV CAPITAL MANAGEMENT CO INC CRD 108767 | CA | $357.2M | 50 | Pershing→ |
| C39 | OSTROFE FINANCIAL CONSULTANTS INC CRD 110064 | CA | $386.4M | 3 | Pershing→ |
| C38 | FINEC ASSET MANAGEMENT LLC CRD 231789 | CA | $157.0M | 6 | Pershing→ |
| C37 | ARC ADVISORY LLC CRD 330258 | CA | $708.3M | — | Pershing→ |
| C36 | HACKMAN CAPITAL PARTNERS, LLC CRD 314721 | CA | $1.19B | — | Wells Fargo→ |
| C36 | RBO & CO, LLC CRD 112172 | CA | $654.8M | — | Pershing→ |
| C35 | PRESTON CAPITAL LLC CRD 328417 | CA | $1.05B | — | Wells Fargo→ |
| C35 | IFC ADVISORS LLC CRD 332157 | CA | $2.34B | 9 | Wells Fargo→ |
| C34 | MITCHELL & PAHL PRIVATE WEALTH, LLC CRD 307625 | OK | $449.9M | 2 | Wells Fargo→ |
| C34 | ATALA FINANCIAL INC CRD 318371 | CA | $370.7M | 2 | Wells Fargo→ |
| C34 | SENTINEL ROCK REALTY TRUST INC. CRD 337421 | CA | $273.5M | — | Wells Fargo→ |
