| A70 | O'CONNOR WEALTH MANAGEMENT, INC. CRD 152316 | CA | $179.1M | 2 | Wells Fargo→ |
| B65 | TICINO WEALTH LLC CRD 335808 | CA | $400.2M | 3 | Wells Fargo→ |
| B55 | SYRIOS WEALTH MANAGEMENT GROUP, INC. CRD 332139 | CA | $424.6M | 2 | Wells Fargo→ |
| B55 | INFANGER INVESTMENT TECHNOLOGY, LLC CRD 112328 | CA | $494.9M | 1 | Wells Fargo→ |
| B53 | LEGION PARTNERS ASSET MANAGEMENT, LLC CRD 164136 | CA | $200.9M | 3 | Wells Fargo→ |
| B50 | SUMMIT PARTNERS CREDIT ADVISORS, L.P. CRD 153195 | MA | $419.0M | — | Wells Fargo→ |
| C50 | VIRGO INVESTMENT GROUP LLC CRD 157297 | CA | $857.4M | — | Wells Fargo→ |
| C47 | PACIFIC INCOME ADVISERS INC CRD 104719 | CA | $2.25B | 5 | Wells Fargo→ |
| C46 | OAK ASSET MANAGEMENT, LLC CRD 287856 | CA | $413.8M | 4 | Wells Fargo→ |
| C45 | PROSPECT HILL GROWTH PARTNERS, L.P. CRD 171462 | MA | $310.6M | — | Wells Fargo→ |
| C43 | NATIONS FINANCIAL GROUP, INC. CRD 44181 | IA | $4.77B | 50 | Wells Fargo→ |
| C40 | FLYWHEEL PRIVATE WEALTH LLC CRD 325690 | CA | $415.0M | 2 | Wells Fargo→ |
| C40 | VILA, LLC CRD 307186 | CA | $286.5M | — | Wells Fargo→ |
| C39 | ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC CRD 316736 | MA | $532.9M | 5 | Wells Fargo→ |
| C36 | HACKMAN CAPITAL PARTNERS, LLC CRD 314721 | CA | $1.19B | — | Wells Fargo→ |
| C35 | TA REALTY LLC CRD 108586 | MA | $1.48B | — | Wells Fargo→ |
| C35 | PRESTON CAPITAL LLC CRD 328417 | CA | $1.05B | — | Wells Fargo→ |
| C35 | IFC ADVISORS LLC CRD 332157 | CA | $2.34B | 9 | Wells Fargo→ |
| C34 | ATALA FINANCIAL INC CRD 318371 | CA | $370.7M | 2 | Wells Fargo→ |
| C34 | SENTINEL ROCK REALTY TRUST INC. CRD 337421 | CA | $273.5M | — | Wells Fargo→ |
| C33 | BISON CAPITAL ASSET MANAGEMENT, LLC CRD 160562 | CA | $962.5M | — | Wells Fargo→ |
| C32 | MOMENT PARTNERS, LLC CRD 332691 | CA | $1.19B | 4 | Wells Fargo→ |
| C31 | CWS CAPITAL PARTNERS LLC CRD 166871 | CA | $268.4M | 7 | Wells Fargo→ |
| C30 | ROCKPOINT GROUP, L.L.C. CRD 156630 | MA | $13.04B | — | Wells Fargo→ |
| C29 | FFL PARTNERS, LLC CRD 156980 | CA | $4.11B | — | Wells Fargo→ |
| C28 | PACIFIC PRIVATE FUND ADVISORS LLC CRD 168830 | CA | $12.24B | — | Wells Fargo→ |
| C26 | VOLEON CAPITAL MANAGEMENT LP CRD 147443 | CA | $29.38B | — | Wells Fargo→ |
| C26 | PRIME FINANCE ADVISOR, L.P. CRD 159971 | CA | $22.22B | — | Wells Fargo→ |
| C25 | WHITMAN/PETERSON, LLC CRD 296087 | CA | $2.37B | — | Wells Fargo→ |
| C25 | NEW FORESTS INC. CRD 165267 | CA | $981.9M | — | Wells Fargo→ |
| C24 | SABAL INVESTMENT ADVISORS, LLC CRD 169572 | CA | $5.83B | — | Wells Fargo→ |
| C23 | PRINCIPAL REAL ESTATE INVESTORS, LLC CRD 109008 | IA | $105.65B | — | Wells Fargo→ |
| C22 | SHAMROCK CAPITAL ADVISORS, LLC CRD 153100 | CA | $6.72B | — | Wells Fargo→ |
| C22 | LEONARD GREEN & PARTNERS, L.P. CRD 158164 | CA | $85.60B | — | Wells Fargo→ |
| C22 | STEPSTONE GROUP REAL ASSETS LP CRD 281695 | CA | $33.10B | — | Wells Fargo→ |
| C22 | WOODWARD DIVERSIFIED CAPITAL, LLC CRD 306299 | CA | $609.8M | 4 | Wells Fargo→ |
| C19 | TOWERPOINT WEALTH, LLC CRD 288593 | CA | $561.3M | 5 | Wells Fargo→ |
| C17 | SUMMIT PARTNERS, L.P. CRD 135271 | MA | $42.01B | — | Wells Fargo→ |
| C17 | ARC70 ADVISERS LP CRD 288087 | CA | $1.90B | — | Wells Fargo→ |
| C17 | CAPROCK PARTNERS MANAGEMENT, INC. CRD 296925 | CA | $1.52B | — | Wells Fargo→ |
| C14 | FPA REAL ESTATE ADVISERS GROUP, LLC CRD 288195 | CA | $7.97B | — | Wells Fargo→ |
