| A80 | TRIDENT ADVISORS INC CRD 108920 | PA | $116.9M | 1 | Wells Fargo→ |
| B56 | BERINGEA, LLC CRD 161803 | MI | $269.9M | — | Wells Fargo→ |
| C49 | SOUND MARK PARTNERS, LLC CRD 169037 | CT | $272.0M | — | Wells Fargo→ |
| C42 | CORDATUS WEALTH MANAGEMENT LLC CRD 282871 | PA | $630.4M | 6 | Wells Fargo→ |
| C41 | COOPERATIVE FUNERAL FUND INC CRD 107631 | CT | $727.8M | 1 | Wells Fargo→ |
| C40 | RUBENSTEIN PARTNERS, L.P. CRD 156988 | PA | $378.9M | — | Wells Fargo→ |
| C40 | GAMCO ASSET MANAGEMENT INC. CRD 104950 | CT | $11.69B | 10 | Wells Fargo→ |
| C40 | GLOBAL BETA ADVISORS LLC CRD 298176 | PA | $28.8M | 1 | Wells Fargo→ |
| C38 | RANDALL & ASSOCIATES WEALTH MANAGEMENT, INC. CRD 323846 | PA | $167.2M | 3 | Wells Fargo→ |
| C36 | HIGHLAND PEAK CAPITAL, LLC CRD 306304 | CT | $333.2M | — | Wells Fargo→ |
| C35 | LOTUS INFRASTRUCTURE PARTNERS, LP CRD 324015 | CT | $6.16B | — | Wells Fargo→ |
| C35 | WATERFRONT WEALTH INC. CRD 173220 | KS | $1.14B | 10 | Wells Fargo→ |
| C31 | PINEY LAKE CAPITAL MANAGEMENT LP CRD 290404 | CT | $744.9M | — | Wells Fargo→ |
| C26 | CORTEN REAL ESTATE MANAGEMENT LLC CRD 321897 | PA | $457.4M | — | Wells Fargo→ |
| C25 | ENDEAVOR PRIVATE WEALTH, INC. CRD 313053 | KS | $595.3M | 10 | Wells Fargo→ |
| C25 | LBC CREDIT MANAGEMENT, L.P. CRD 157628 | PA | $3.24B | — | Wells Fargo→ |
| C25 | ARDEN FUND MANAGEMENT, LLC CRD 164662 | PA | $1.11B | — | Wells Fargo→ |
| C13 | PETREDIS INVESTMENT ADVISORS LLC CRD 322371 | PA | $1.69B | 7 | Wells Fargo→ |
