| B56 | GRAND SLAM ASSET MANAGEMENT, LLC CRD 161122 | NJ | $35.0M | — | Wells Fargo→ |
| B50 | SUMMIT PARTNERS CREDIT ADVISORS, L.P. CRD 153195 | MA | $419.0M | — | Wells Fargo→ |
| C45 | PROSPECT HILL GROWTH PARTNERS, L.P. CRD 171462 | MA | $310.6M | — | Wells Fargo→ |
| C40 | HENNION & WALSH ASSET MANAGEMENT, INC. CRD 126236 | NJ | $768.8M | 50 | Wells Fargo→ |
| C39 | ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC CRD 316736 | MA | $532.9M | 5 | Wells Fargo→ |
| C35 | TA REALTY LLC CRD 108586 | MA | $1.48B | — | Wells Fargo→ |
| C35 | MEYERS WEALTH MANAGEMENT, LLC CRD 289801 | OH | $1.93B | 9 | Wells Fargo→ |
| C30 | ROCKPOINT GROUP, L.L.C. CRD 156630 | MA | $13.04B | — | Wells Fargo→ |
| C29 | REDWOOD FINANCIAL PLANNING, LLC CRD 291250 | NJ | $388.8M | 4 | Wells Fargo→ |
| C24 | STRATEGIC VALUE BANK PARTNERS LLC CRD 282228 | OH | $774.1M | — | Wells Fargo→ |
| C24 | POETIC GROUP LLC CRD 293886 | NJ | $802.5M | — | Wells Fargo→ |
| C19 | WATERMARK GROUP, INC. CRD 108272 | NJ | $3.82B | — | Wells Fargo→ |
| C17 | SUMMIT PARTNERS, L.P. CRD 135271 | MA | $42.01B | — | Wells Fargo→ |
