| C40 | ACCESS FINANCIAL SERVICES, INC. CRD 115361 | MN | $437.8M | 4 | Charles Schwab→ |
| C40 | SUMMIT INVESTMENT ADVISORY SERVICES, LLC CRD 168594 | MN | $745.8M | 8 | LPL Financial→ |
| C40 | 360 FINANCIAL, INC. CRD 168600 | MN | $700.5M | 10 | LPL Financial→ |
| C40 | MODUS ADVISORS, LLC CRD 291204 | MN | $601.1M | 4 | Charles Schwab→ |
| C40 | VALTINSON BRUNER FINANCIAL PLANNING LLC CRD 297866 | MN | $712.0M | 7 | Charles Schwab→ |
| C40 | INDIA CAPITAL LLC CRD 309034 | MN | $365.3M | — | E*Trade→ |
| C40 | GS INVESTMENTS, INC. CRD 107782 | MN | $276.6M | 2 | Charles Schwab→ |
| C40 | ECHO WEALTH MANAGEMENT, LLC CRD 174136 | MN | $288.2M | 4 | Charles Schwab→ |
| C40 | DORVAL CORPORATION CRD 309512 | MN | $373.9M | 4 | Charles Schwab→ |
| C39 | WACKER & ASSOCIATES, INC. CRD 159879 | MN | $180.2M | 3 | Charles Schwab→ |
| C39 | SIT INVESTMENT ASSOCIATES, INC CRD 105725 | MN | $3.54B | — | E*Trade→ |
| C39 | CORNERSTONE WEALTH ADVISORS, INC. CRD 124947 | MN | $608.7M | 5 | Charles Schwab→ |
| C39 | ADVANCED CAPITAL GROUP, INC. CRD 109673 | MN | $29.99B | 4 | Charles Schwab→ |
| C39 | RIVERBRIDGE PARTNERS LLC CRD 108074 | MN | $5.03B | 13 | Charles Schwab→ |
| C39 | USADVISORS WEALTH MANAGEMENT, LLC CRD 158108 | MN | $483.3M | 13 | Charles Schwab→ |
| C39 | GREATER MIDWEST FINANCIAL GROUP, LLC CRD 324387 | MN | $589.3M | 8 | Fidelity→ |
| C39 | SIGHTLINE PARTNERS LLC CRD 162629 | MN | $567.1M | — | BNY Mellon→ |
| C38 | CLOVERPOINT, LLC CRD 335407 | MN | $0 | — | E*Trade→ |
| C38 | STILES FINANCIAL SERVICES INCORPORATED CRD 117023 | MN | $548.7M | 8 | Fidelity→ |
| C38 | TWIN CITIES RETIREMENT GROUP, LLC CRD 154974 | MN | $144.9M | 2 | —→ |
| C38 | STEBEN & COMPANY, LLC CRD 117808 | MN | $69.2M | — | E*Trade→ |
| C38 | THE LEUTHOLD GROUP, LLC CRD 105826 | MN | $1.17B | 6 | Charles Schwab→ |
| C38 | C. C. DUNNAVAN & CO., INC. CRD 109058 | MN | $392.7M | 4 | Charles Schwab→ |
| C38 | SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC CRD 152003 | MN | $356.1M | 5 | Fidelity→ |
| C38 | FORTRESS FINANCIAL GROUP, LLC CRD 315329 | MN | $352.3M | 7 | Fidelity→ |
| C38 | ELEMENT SQUARED LLC CRD 311284 | MN | $203.5M | 6 | Fidelity→ |
| C37 | BLACK LAKE INVESTMENTS LLC CRD 334605 | MN | $1.19B | — | E*Trade→ |
| C37 | WINSLOW CAPITAL MANAGEMENT LLC CRD 106940 | MN | $28.66B | 1 | Northern Trust→ |
| C37 | X CUBED CAPITAL MANAGEMENT LLC CRD 313966 | MN | $184.0M | — | Goldman Sachs→ |
| C37 | SUMMIT CREEK ADVISORS, LLC CRD 135496 | MN | $650.9M | 3 | E*Trade→ |
| C36 | ALL TERRAIN FINANCIAL ADVISORS, LLC CRD 286683 | MN | $379.2M | 4 | Charles Schwab→ |
| C36 | KOWALSKI FINANCIAL INC. CRD 300424 | MN | $202.0M | 2 | Charles Schwab→ |
| C36 | ASCENT ADVISORS LLC CRD 335353 | MN | $101.0M | 9 | —→ |
| C36 | PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC. CRD 119436 | MN | $505.0M | 3 | E*Trade→ |
| C36 | ABBEY STREET, LLC CRD 305107 | MN | $375.4M | 7 | Fidelity→ |
| C36 | DISCIPLINED GROWTH INVESTORS INC CRD 106746 | MN | $5.48B | 3 | Fidelity→ |
| C36 | PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC CRD 330050 | MN | $1.07B | 10 | E*Trade→ |
| C36 | TRAILHEAD PLANNERS, LLC CRD 284610 | MN | $188.4M | 2 | Charles Schwab→ |
| C36 | WINTER & ASSOCIATES, INC. CRD 310349 | MN | $179.7M | 4 | Charles Schwab→ |
| C35 | CHERRY TREE WEALTH MANAGEMENT, LLC CRD 151406 | MN | $673.5M | 9 | Charles Schwab→ |
| C35 | EPIQ PARTNERS, LLC CRD 165139 | MN | $290.9M | 6 | Charles Schwab→ |
| C35 | FINANCIAL PLANNING NAVIGATORS CORP CRD 332831 | MN | $355.1M | 5 | Charles Schwab→ |
| C34 | GREAT WATERS WEALTH MANAGEMENT CRD 308215 | MN | $1.24B | 23 | Charles Schwab→ |
| C34 | STRATEGIC ASSET MANAGEMENT LLC. CRD 306384 | MN | $218.3M | 11 | Charles Schwab→ |
| C34 | VERA LAKE CAPITAL, LLC CRD 341142 | MN | $0 | 2 | E*Trade→ |
| C34 | STAIRWAY PARTNERS, LLC CRD 133157 | MN | $2.36B | 4 | Pershing→ |
| C34 | BLUESTEM WEALTH PARTNERS, LLC CRD 324489 | MN | $1.12B | 18 | Charles Schwab→ |
| C34 | MHS ADVISORY SERVICES, LLC CRD 174590 | MN | $253.3M | 4 | Fidelity→ |
| C34 | EVEREST FINANCIAL GROUP LLC CRD 137260 | MN | $1.00B | 12 | Charles Schwab→ |
| C33 | HIGH NOTE WEALTH, LLC CRD 305768 | MN | $683.5M | 4 | Charles Schwab→ |
