| A75 | FBD ASSET MGMT, LLC CRD 307216 | MN | $76.8M | 1 | Charles Schwab→ |
| A74 | PORTFOLIO STRATEGIES INC CRD 104685 | WA | $50.2M | 3 | Charles Schwab→ |
| B60 | BRUESKE ADVISORY SERVICES, LLC CRD 300689 | WA | $35.8M | 4 | E*Trade→ |
| B59 | FIRST ASSOCIATED INVESTMENT ADVISORS, INC. CRD 113086 | MN | $52.2M | 1 | E*Trade→ |
| B57 | P3 ASSET MANAGEMENT, LLC CRD 327327 | WA | $40.3M | — | E*Trade→ |
| B56 | SEVEN CANYONS ADVISORS, LLC CRD 290334 | UT | $90.0M | 4 | Fidelity→ |
| B54 | NORTHERN PACIFIC GROUP, L.P. CRD 299012 | MN | $58.6M | — | E*Trade→ |
| B52 | NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC CRD 173350 | MN | $58.6M | — | E*Trade→ |
| C46 | CONTEGO CAPITAL GROUP, INC. CRD 128518 | MN | $88.0M | 9 | Fidelity→ |
| C46 | INTELLIGENT ALPHA LLC CRD 332518 | MN | $27.0M | 1 | E*Trade→ |
| C46 | MCKINNEY CAPITAL, LLC CRD 315545 | AL | $91.0M | — | E*Trade→ |
| C44 | PROSPER WEALTH SOLUTIONS, LLC CRD 311144 | UT | $58.2M | 5 | Charles Schwab→ |
| C39 | ONEASCENT CAPITAL LLC CRD 323220 | AL | $55.6M | 2 | E*Trade→ |
| C38 | SOULENCE WEALTH MANAGEMENT II LLC CRD 340580 | UT | $94.7M | 9 | —→ |
| C38 | STEBEN & COMPANY, LLC CRD 117808 | MN | $69.2M | — | E*Trade→ |
| C34 | AMERICAN NORTHWEST ADVISORY SERVICES L.L.C. CRD 110117 | WA | $41.3M | 5 | E*Trade→ |
| C32 | VITA PLANNING GROUP LLC CRD 312323 | WA | $83.7M | 3 | Charles Schwab→ |
