| C47 | SWEATER INDUSTRIES LLC CRD 317749 | CO | $16.1M | — | E*Trade→ |
| C45 | OXFORD HARRIMAN HOLDINGS ADV LLC CRD 340313 | IN | $0 | — | E*Trade→ |
| C42 | MOSAIC WEALTH MANAGEMENT LLC CRD 340681 | IN | $0 | 2 | Raymond James→ |
| C40 | CAPITAL CITIES, LLC CRD 122916 | IN | $0 | 11 | E*Trade→ |
| C39 | SAVVLY ADVISOR, LLC CRD 321125 | CO | $75K | 1 | E*Trade→ |
| C38 | CRESALTA INVESTMENT MANAGEMENT, INC. CRD 339872 | CO | $0 | — | E*Trade→ |
| C35 | CXI ADVISORS, LLC CRD 301321 | IN | $0 | — | E*Trade→ |
| C34 | INNOVEST PORTFOLIO SOLUTIONS LLC CRD 106110 | CO | $0 | 22 | E*Trade→ |
| C33 | SCIRE FUND III GP, LLC CRD 323864 | CO | $0 | — | E*Trade→ |
| C32 | TRUEDGE ASSET MANAGEMENT LLC CRD 323442 | IN | $0 | 3 | E*Trade→ |
| C32 | CULTIVATE WEALTH PARTNERS LLC CRD 340314 | CO | $0 | 1 | E*Trade→ |
| C30 | ASK DOLLY, LLC CRD 337843 | CO | $0 | 1 | E*Trade→ |
| C29 | MINDSET ASSET MANAGEMENT, LLC CRD 338530 | IN | $0 | 4 | E*Trade→ |
| C29 | MIDBRIDGE ADVISORS LP CRD 330056 | CO | $0 | — | E*Trade→ |
| C28 | EC VENTURES V LLC CRD 340444 | CO | $0 | 2 | E*Trade→ |
| C27 | GBG WEALTH MANAGEMENT LLC CRD 333368 | CO | $23.8M | 4 | E*Trade→ |
| C26 | GALLACHER CAPITAL LLC CRD 339154 | CO | $0 | — | E*Trade→ |
| C26 | APPLIED QUANTITATIVE INVESTMENTS LLC CRD 339159 | CO | $0 | — | E*Trade→ |
| C25 | FREIF ADVISORS LLC CRD 340426 | CO | $0 | — | E*Trade→ |
| C24 | CLASS VI VENTURES, LLC CRD 328904 | CO | $14.9M | 3 | Charles Schwab→ |
| C22 | MONTICELLO ASSOCIATES, LLC CRD 107392 | CO | $0 | — | E*Trade→ |
| C21 | MAGNIFI LLC CRD 309397 | CO | $2.1M | — | E*Trade→ |
